Gaetano Scalzo has been Owner and Chief Executive Officer of Claremont Financial Group,inc. since July 2025, is a control person of the firm and directly owns 75% or more of it.
Claremont Financial Group,inc. is a Claremont, CA firm with $140M under management, 275 clients and 1 adviser across 2 offices, as of its July 2026 filing.
- – present · 5 yearsClaremont, CA · Adviser representative · Firm CRD 107806
Investment adviser representative registrations
Gaetano Scalzo is registered as an investment adviser representative in California, since March 2021.
- CaliforniaSince 17 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 March 2021 |
| Series 7TO | General Securities Representative Examination | 12 January 2021 |
| SIE | Securities Industry Essentials Examination | 12 September 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Gaetano Henry Scalzo
- CRD
- 7046528
- Firm
- Claremont Financial Group,inc. · CRD 107806
- Role
- Owner and Chief Executive Officer
- Office
- 464 NORTH INDIAN HILL BLVD., Claremont, CA 91711-4650
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gaetano Scalzo work?
Gaetano Scalzo has been Owner and Chief Executive Officer of Claremont Financial Group,inc. since July 2025, and is a control person of the firm.
Is Gaetano Scalzo a financial advisor?
Yes. Gaetano Scalzo has a current investment-adviser registration in California, through Claremont Financial Group,inc. since March 2021.
How many years of experience does Gaetano Scalzo have?
Gaetano Scalzo has 5 years in the financial industry, since January 2021, across 1 adviser firm.
What exams has Gaetano Scalzo passed?
Gaetano Scalzo has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2020.
Where is Gaetano Scalzo based?
Gaetano Scalzo’s registered office is in Claremont, CA.
Is Gaetano Scalzo registered with FINRA?
Yes. Gaetano Scalzo has a current broker registration, under CRD 7046528.
Source: FINRA BrokerCheck
How can I verify Gaetano Scalzo’s record?
Search CRD 7046528 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gaetano Scalzo’s full registration record.
