Gabrielle Magdziarz has been Chief Compliance Officer of The Herbst Group since October 2025, is not listed as a control person, but directly owns under 5% of the firm.
The Herbst Group, LLC is a firm with $205M under management, 190 clients and 4 advisers across 2 offices, as of its June 2026 filing.
Gabrielle Magdziarz’s longest registration was 5 years at Cantella & Co., Inc. (2016–2022).
- Cantella & Co., Inc.– · 5 yearsMalden, MA · Adviser representative · Firm CRD 13905
- Investors Capital Advisory– · 2 yearsLynnfield, MA · Adviser representative · Firm CRD 30613
- Strategic Advisers, Inc.– · under a yearMerrimack, NH · Adviser representative · Firm CRD 104555
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 7 March 2014 |
| Series 66 | Uniform Combined State Law Examination | 7 March 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 October 2010 |
| Series 7 | General Securities Representative Examination | 14 October 2010 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gabrielle Ann Magdziarz
- CRD
- 5832218
- Firm
- The Herbst Group · CRD 309319
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Gabrielle Magdziarz work?
Gabrielle Magdziarz has been Chief Compliance Officer of The Herbst Group, LLC since October 2025.
Does Gabrielle Magdziarz have a current investment-adviser registration?
Gabrielle Magdziarz has no current investment-adviser or broker registration.
What exams has Gabrielle Magdziarz passed?
Gabrielle Magdziarz has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 24 and Series 99TO. The earliest, the Series 7, was passed in October 2010. FINRA credited Gabrielle Magdziarz with the SIE, which began in October 2018.
Where was Gabrielle Magdziarz previously registered as an investment adviser?
Gabrielle Magdziarz has past investment-adviser registrations through Cantella & Co., Inc., July 2016 to June 2022; Investors Capital Advisory, October 2013 to July 2016; Strategic Advisers, Inc., March 2011 to January 2012, across 3 firms.
Is Gabrielle Magdziarz registered with FINRA?
No. Gabrielle Magdziarz has no current broker registration.
How can I verify Gabrielle Magdziarz’s record?
Search CRD 5832218 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gabrielle Magdziarz’s full registration record.
