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Frederick Pollock

Managing Director, Chief Investment Officer at GCM Grosvenor

Broker registration; no current adviser registrationSEC record checked 18 October 2026

1
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Frederick Pollock is Managing Director, Chief Investment Officer of GCM Grosvenor L.P., a Chicago investment adviser managing $95.5B. Frederick Pollock has a current broker registration and no current investment-adviser registration and has passed the Series 65, Series 7 and SIE.

Role at GCM Grosvenor

Title on Schedule A
Managing Director, Chief Investment Officer
Control
Frederick Pollock is a control person of GCM Grosvenor.
Ownership
An individual ownership band is not available in the source record.
Tenure
Frederick Pollock has held the filed role since April 2015.

The firm

GCM Grosvenor L.P.
Chicago, IL

Form ADV filed 30 June 2026

$95.5B AUM394 clients166 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 7 · 2017
  3. The Lauriston Group
    – · 2 years
    Las Vegas, NV · Adviser representative · Firm CRD 165003
  4. Passed Series 65 · 2012

Registrations and exams

Broker registration; no current adviser registration. Frederick Pollock has passed 3 qualifying exams.

Examinations

Series 6531 August 2012
Name
Uniform Investment Adviser Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 719 December 2017
Name
General Securities Representative Examination

Individual record

Full name
Frederick Emmer Pollock
CRD
5166261
Firm
GCM Grosvenor L.P.
Registration status
Broker registration; no current adviser registration
Firm bio
gcmgrosvenor.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

GCM Grosvenor identifies Frederick Pollock as its chief investment officer. Official GCM Grosvenor Our People page

Education

Common questions

Where does Frederick Pollock work?

Frederick Pollock has been Managing Director, Chief Investment Officer of GCM Grosvenor L.P. since April 2015, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 June 2026

Does Frederick Pollock have a current investment-adviser registration?

Frederick Pollock has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Frederick Pollock passed?

Frederick Pollock has passed 3 licensing exams: the Series 65, Series 7 and SIE. The earliest, the Series 65, was passed in August 2012.

Source: IAPD individual record, checked 18 October 2026

Where was Frederick Pollock previously registered as an investment adviser?

Frederick Pollock has past investment-adviser registrations through The Lauriston Group, September 2013 to December 2015, across 1 firm.

Source: IAPD individual record, checked 18 October 2026

Leadership at GCM Grosvenor

  • Michael Sacks
    Managing Director, Chief Executive Officer and Chairman
  • Jonathan Levin
    Managing Director, President
  • Pamela Bentley
    Managing Director, Chief Financial Officer
  • Lilly Farahnakian
    Managing Director, Global Chief Compliance Officer
  • Kevin Buchheit
    Managing Director, Head of Strategy and Corporate Development
  • Cara Fixler
    Managing Director, Chief Human Resources Officer
  • Eric Levin
    Managing Director, Chief Technology Officer
  • Paul Meister
    Managing Director and Vice Chairman
  • Burke Montgomery
    Managing Director, General Counsel
  • Stacie Selinger
    Managing Director, Head of Investor Relations

Sources

  1. IAPD individual record, CRD 5166261. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of GCM Grosvenor L.P., filed 30 June 2026. Title, control and ownership bands.
  3. GCM Grosvenor team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Frederick Pollock or GCM Grosvenor L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.