Frederick Mowery has been an investment adviser representative at Compass Financial Management since September 2021, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Frederick Mowery’s longest registration was 17 years at Mowery Capital Management, LLC (2004–2022). Before joining Compass Financial Management in 2021, Frederick Mowery was registered through Worth Financial Group Inc. and Mowery Capital Management, LLC.
- – present · 5 yearsAllen, TX · Adviser representative · Firm CRD 156345
- Worth Financial Group Inc.– · 4 yearsMcKinney, TX · Adviser representative · Firm CRD 13478
- Worth Financial Group Inc.– · 5 yearsMcKinney, TX · Adviser representative · Firm CRD 13478
- Mowery Capital Management, LLC– · 17 yearsDallas, TX · Adviser representative · Firm CRD 130761
- Oxford Advisors Corporation– · 1 yearDallas, TX · Adviser representative · Firm CRD 113581
- Oxford Advisors Corporation– · 2 yearsDallas, TX · Adviser representative · Firm CRD 113581
Investment adviser representative registrations
Frederick Mowery is registered as an investment adviser representative in Texas, since September 2021.
- TexasSince 28 September 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7 | General Securities Representative Examination | 19 July 1986 |
| Series 39 | Direct Participation Programs Principal Examination | 21 March 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 April 1984 |
| Series 22 | Direct Participation Programs Representative Examination | 13 April 1984 |
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Frederick Eugene Mowery
- CRD
- 1246802
- Firm
- Compass Financial Management · CRD 156345
- Office
- 1719 Angel Pkwy Ste 400-215, Allen, TX 75002
- Registration
- Investment adviser registration
- In the industry since
- February 1988
- Disciplinary history
- Not yet shown here · SEC record
Where does Frederick Mowery work?
Frederick Mowery is an investment adviser representative registered through Compass Financial Management LLC since September 2021, and is not listed among the firm’s executive officers or direct owners.
Is Frederick Mowery a financial advisor?
Yes. Frederick Mowery has a current investment-adviser registration in Texas, through Compass Financial Management since September 2021.
How many years of experience does Frederick Mowery have?
Frederick Mowery has 38 years in the financial industry, since February 1988, across 4 adviser firms.
What exams has Frederick Mowery passed?
Frederick Mowery has passed 4 licensing exams: the Series 22, Series 63, Series 39 and Series 7. The earliest, the Series 22, was passed in April 1984.
Where did Frederick Mowery work before Compass Financial Management?
Before Compass Financial Management, Frederick Mowery was registered through Worth Financial Group Inc., May 2016 to December 2020; Worth Financial Group Inc., June 2009 to November 2014; Oxford Advisors Corporation, March 2003 to December 2004; Oxford Advisors Corporation, January 2000 to December 2002.
Where is Frederick Mowery based?
Frederick Mowery’s registered office is in Allen, TX.
Is Frederick Mowery registered with FINRA?
No. Frederick Mowery has no current broker registration.
How can I verify Frederick Mowery’s record?
Search CRD 1246802 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frederick Mowery’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member