Role at Sanders Capital
- Title on Schedule A
- Director of Marketing and Client Service, Member, Manager
- Control
- Frank Speno is a control person of Sanders Capital.
- Ownership
- The filed direct ownership band is 5% to 10%.
- Tenure
- Frank Speno has held the filed role since January 2010.
The firm
Form ADV filed 22 July 2026
Career on record
Frank Speno has been registered through Sanders Capital since October 2023.
- Sanders Capital, LLCCurrent– present · 3 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 151480
- Passed Series 24 · 2004
- Passed Series 7, Series 63, Series 65 and Series 31 · 1997
Registrations and exams
Frank Speno has a current investment-adviser registration in Texas and has passed 5 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Texas | Investment adviser representative | Approved, resident | 31 October 2023 |
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 July 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 July 1997 |
| Series 24 | General Securities Principal Examination | 9 August 2004 |
| Series 31 | Futures Managed Funds Examination | 7 October 1997 |
| Series 7 | General Securities Representative Examination | 3 June 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Frank David Speno
- CRD
- 1715714
- Registration status
- Investment adviser registration
- Office
- 777 S. FLAGLER DRIVE E. TOWER, SUITE NO. 1100, West Palm Beach, FL 33401-5153
- Firm bio
- sanderscapital.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Director of marketing and client service at Sanders Capital; previously held distribution and product management roles at AllianceBernstein. Sanders Capital official team page
Common questions
Where does Frank Speno work?
Frank Speno has been Director of Marketing and Client Service, Member, Manager of Sanders Capital, LLC since January 2010, and is a control person of the firm.
Is Frank Speno a financial advisor?
Yes. Frank Speno has a current investment-adviser registration in Texas, through Sanders Capital since October 2023, as of 17 October 2026.
How many years of experience does Frank Speno have?
Frank Speno has worked in the financial industry for 2 years as of 17 October 2026, counted from 30 October 2023, across 1 adviser firm.
What exams has Frank Speno passed?
Frank Speno has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 31 and Series 24. The earliest, the Series 7, was passed in June 1997.
Where is Frank Speno based?
Frank Speno’s registered office is in West Palm Beach, FL.
Leadership at Sanders Capital
- Michael BorgiaChief Financial Officer, Manager, Member
- James D'SidockyGeneral Counsel, Chief Compliance Officer, Manager, Member
- John MahedyCo-Chief Investment Officer, Member, Manager
- Lewis SandersCEO, Manager, Member
- Alex ShabshisDirector of Quantitative Research, Member, Manager