Frank Mahoney has been an investment adviser representative at WinCap Financial since July 2024, and is not listed among the firm’s executive officers or direct owners.
Wincap Financial LLC is a Boston, MA firm with $223M under management, 270 clients and 6 advisers across 7 offices, as of its June 2026 filing.
- Wincap Financial LLCCurrent– present · 2 yearsBoston, MA · Adviser representative · Firm CRD 315798
Investment adviser representative registrations
Frank Mahoney is registered as an investment adviser representative in Massachusetts, since July 2024.
- MassachusettsSince 26 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 July 2024 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Frank Veneau Mahoney
- CRD
- 7930357
- Firm
- WinCap Financial · CRD 315798
- Office
- 55 Union Street, Unit 31, Boston, MA 02108
- Registration
- Investment adviser registration
- In the industry since
- July 2024
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Mahoney work?
Frank Mahoney is an investment adviser representative registered through Wincap Financial LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Frank Mahoney a financial advisor?
Yes. Frank Mahoney has a current investment-adviser registration in Massachusetts, through WinCap Financial since July 2024.
How many years of experience does Frank Mahoney have?
Frank Mahoney has 2 years in the financial industry, since July 2024, across 1 adviser firm.
What exams has Frank Mahoney passed?
Frank Mahoney passed the Series 65 in July 2024.
Where is Frank Mahoney based?
Frank Mahoney’s registered office is in Boston, MA.
Is Frank Mahoney registered with FINRA?
No. Frank Mahoney has no current broker registration.
How can I verify Frank Mahoney’s record?
Search CRD 7930357 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Mahoney’s full registration record.