Frank Garcia has been Manager, Member, Chief Compliance Officer of Frankly Finances since April 2022, is a control person of the firm and directly owns 75% or more of it. Frank Garcia holds a Bachelor of Science in Business Administration with a Finance focus from the University of Central Florida.
Frankly Finances LLC is a firm with $204M under management, 29 clients and 1 adviser in one office, as of its February 2026 filing.
Frank Garcia is Founder, Advisor of Frankly Finances. Garcia has been in and around the financial services industry since 2008, working as an investment consultant at a national brokerage firm and as a Wealth Advisor and Co-Chief Investment Officer at a locally owned advisory firm. He serves as a Board Member for the CFA Society Orlando and is a past President of it.
Frank Garcia’s longest registration was 6 years at Resource Consulting Group (2015–2022). Before joining Frankly Finances in 2022, Frank Garcia was registered through Resource Consulting Group.
- Frankly FinancesCurrent– present · 4 yearsWinter Park, FL · Adviser representative · Firm CRD 321270
- Resource Consulting Group– · 6 yearsOrlando, FL · Adviser representative · Firm CRD 105720
Professional designations
Listed by Frankly Finances
- CERTIFIED FINANCIAL PLANNER™ (CFP®) professional
- Chartered Financial Analyst® (CFA®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Frank Garcia is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2022; the most recent is Texas, in September 2022.
- FloridaSince 21 June 2022
- TexasResidentSince 13 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 20 September 2012 |
| Series 7 | General Securities Representative Examination | 8 September 2012 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frank Matthew Garcia
- CRD
- 5657015
- Firm
- Frankly Finances · CRD 321270
- Role
- Manager, Member, Chief Compliance Officer
- Office
- Winter Park, FL
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- franklyfinances.com
Where does Frank Garcia work?
Frank Garcia has been Manager, Member, Chief Compliance Officer of Frankly Finances LLC since April 2022, and is a control person of the firm.
Is Frank Garcia a financial advisor?
Yes. Frank Garcia has a current investment-adviser registration in Florida and Texas, through Frankly Finances since June 2022.
How many years of experience does Frank Garcia have?
Frank Garcia has 10 years in the financial industry, since March 2016, across 2 adviser firms.
What exams has Frank Garcia passed?
Frank Garcia has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 2012.
Where did Frank Garcia work before Frankly Finances?
Before Frankly Finances, Frank Garcia was registered through Resource Consulting Group, November 2015 to January 2022.
Where is Frank Garcia based?
Frank Garcia’s registered office is in Winter Park, FL.
Is Frank Garcia registered with FINRA?
No. Frank Garcia has no current broker registration.
Is Frank Garcia a CFP?
Frankly Finances lists Frank Garcia with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®) professional”) on its website. CFP Board confirms certification status.
Source: Frank Garcia, CFA, CFP®, AIF® biography, franklyfinances.com
Is Frank Garcia a CFA charterholder?
Frankly Finances lists Frank Garcia with the CFA credential (“Chartered Financial Analyst® (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Frank Garcia, CFA, CFP®, AIF® biography, franklyfinances.com
How can I verify Frank Garcia’s record?
Search CRD 5657015 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Garcia’s full registration record.