Frank Corto has been an investment adviser representative at Lombard Advisers since April 2017, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
Frank Corto’s longest registration is the current one, 9 years at Lombard Advisers since 2017. Before joining Lombard Advisers in 2017, Frank Corto was registered through Ifs Advisory, LLC and Summit Financial Group Inc.
- Ifs Advisory, LLC– · under a yearYork, PA · Adviser representative · Firm CRD 154680
- Summit Financial Group Inc– · 5 yearsYork, PA · Adviser representative · Firm CRD 109485
- MML Investors Services, LLC– · 4 yearsHunt Valley, MD · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Frank Corto is registered as an investment adviser representative in 2 states. The first approvals date from April 2017; the most recent is Florida, in September 2023.
- FloridaSince 26 September 2023
- PennsylvaniaSince 5 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 October 2006 |
| Series 31 | Futures Managed Funds Examination | 8 December 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 November 1994 |
| Series 7 | General Securities Representative Examination | 22 November 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Frank Dominic Corto
- CRD
- 2537861
- Firm
- Lombard Advisers · CRD 108231
- Registration
- Investment adviser registration
- In the industry since
- December 1995
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Corto work?
Frank Corto is an investment adviser representative registered through Lombard Advisers Incorporated since April 2017, and is not listed among the firm’s executive officers or direct owners.
Is Frank Corto a financial advisor?
Yes. Frank Corto has a current investment-adviser registration in Florida and Pennsylvania, through Lombard Advisers since April 2017.
How many years of experience does Frank Corto have?
Frank Corto has 30 years in the financial industry, since December 1995, across 4 adviser firms.
What exams has Frank Corto passed?
Frank Corto has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in November 1994. FINRA credited Frank Corto with the SIE, which began in October 2018.
Where did Frank Corto work before Lombard Advisers?
Before Lombard Advisers, Frank Corto was registered through Summit Financial Group Inc, June 2011 to July 2016; MML Investors Services, LLC, November 2006 to April 2011.
Is Frank Corto registered with FINRA?
No. Frank Corto has no current broker registration.
How can I verify Frank Corto’s record?
Search CRD 2537861 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Corto’s full registration record.