Frank Berrios has been an investment adviser representative at Drum Hill Capital since August 2026, and is not listed among the firm’s executive officers or direct owners.
Drum Hill Capital, LLC is a Westport, CT firm with $194M under management, 73 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Investment adviser representative registrations
Frank Berrios is registered as an investment adviser representative in 2 states. Each was approved in August 2026.
- ConnecticutSince 31 August 2026
- New YorkSince 31 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Frank Tyler Berrios
- CRD
- 8308304
- Firm
- Drum Hill Capital · CRD 123359
- Registration
- Investment adviser registration
- In the industry since
- August 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Frank Berrios work?
Frank Berrios is an investment adviser representative registered through Drum Hill Capital, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Frank Berrios a financial advisor?
Yes. Frank Berrios has a current investment-adviser registration in Connecticut and New York, through Drum Hill Capital since August 2026.
How many years of experience does Frank Berrios have?
Frank Berrios has 0 years in the financial industry, since August 2026, across 1 adviser firm.
What exams has Frank Berrios passed?
Frank Berrios passed the Series 65 in August 2026.
Is Frank Berrios registered with FINRA?
No. Frank Berrios has no current broker registration.
How can I verify Frank Berrios’ record?
Search CRD 8308304 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frank Berrios’ full registration record.
