Ronald Welz has been Director of Operations and Chief Compliance Officer / Member of Drum Hill Capital since March 2024, is a control person of the firm and directly owns under 5% of it. Ronald Welz holds a BS in Marketing from Boston College.
Drum Hill Capital, LLC is a Westport, CT firm with $194M under management, 73 clients and 2 advisers across 2 offices, as of its September 2026 filing.
Ron Welz is Director of Operations and Chief Compliance Officer of Drum Hill Capital. As Director of Operations, he is responsible for the day-to-day administration of the firm's investment accounts. He joined the firm in Spring 2014 after 18 years at Fidelity Investments in roles with increasing responsibility in operations, process improvement, quality assurance and client management.
- Drum Hill Capital, LLCCurrent– present · 11 yearsWestport, CT · Adviser representative · Firm CRD 123359
Investment adviser representative registrations
Ronald Welz is registered as an investment adviser representative in Connecticut, since November 2014.
- ConnecticutSince 10 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 November 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 March 2002 |
| Series 7 | General Securities Representative Examination | 9 October 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 July 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ronald Scott Welz
- CRD
- 3069432
- Firm
- Drum Hill Capital · CRD 123359
- Role
- Director of Operations and Chief Compliance Officer / Member
- Office
- 1221 POST ROAD EAST, SUITE 205, Westport, CT 06880-5430
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- drumhill.com
Where does Ronald Welz work?
Ronald Welz has been Director of Operations and Chief Compliance Officer / Member of Drum Hill Capital, LLC since March 2024, and is a control person of the firm.
Is Ronald Welz a financial advisor?
Yes. Ronald Welz has a current investment-adviser registration in Connecticut, through Drum Hill Capital since November 2014.
How many years of experience does Ronald Welz have?
Ronald Welz has 11 years in the financial industry, since November 2014, across 1 adviser firm.
What exams has Ronald Welz passed?
Ronald Welz has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1998.
Where is Ronald Welz based?
Ronald Welz’s registered office is in Westport, CT.
Is Ronald Welz registered with FINRA?
No. Ronald Welz has no current broker registration.
How can I verify Ronald Welz’s record?
Search CRD 3069432 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronald Welz’s full registration record.
