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Francis Schafer

Investment adviser representative at United Capital Management of Kansas in Roswell, GA

Investment adviser registrationUpdated

Francis Schafer is an investment adviser representative at United Capital Management of Kansas, Inc., an investment adviser managing $885M, and works from its Roswell, GA office. Francis Schafer has been registered through United Capital Management of Kansas since 20 February 2026, has 0 years in the industry across 1 firm and has passed the Series 65.

0
Years in industry
0
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 24 October 2026SEC record

Career

Francis Schafer has been an investment adviser representative at United Capital Management of Kansas since February 2026, and is not listed among the firm’s executive officers or direct owners.

United Capital Management of Kansas, Inc. is a Salina, KS firm with $885M under management, 1,655 clients and 23 advisers across 11 offices, as of its September 2026 filing.

  1. – present · under a year
    Roswell, GA · Adviser representative · Firm CRD 157755

Credentials and registrations

Investment adviser representative registrations

Francis Schafer is registered as an investment adviser representative in 2 states. The first approvals date from February 2026; the most recent is Georgia, in April 2026.

  • GeorgiaSince 14 April 2026
  • KansasSince 20 February 2026

Examinations

Series 6520 February 2026
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Francis Xavier Schafer
CRD
8220920
Office
Roswell, GA
Registration
Investment adviser registration
In the industry since
February 2026
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Francis Schafer work?

Francis Schafer is an investment adviser representative registered through United Capital Management of Kansas, Inc. since February 2026, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 24 October 2026

Is Francis Schafer a financial advisor?

Yes. Francis Schafer has a current investment-adviser registration in Georgia and Kansas, through United Capital Management of Kansas since February 2026.

Source: IAPD individual record, checked 24 October 2026

How many years of experience does Francis Schafer have?

Francis Schafer has 0 years in the financial industry, since February 2026, across 1 adviser firm.

Source: IAPD individual record, checked 24 October 2026

What exams has Francis Schafer passed?

Francis Schafer passed the Series 65 in February 2026.

Source: IAPD individual record, checked 24 October 2026

Where is Francis Schafer based?

Francis Schafer’s registered office is in Roswell, GA.

Source: IAPD individual record, checked 24 October 2026

Is Francis Schafer registered with FINRA?

No. Francis Schafer has no current broker registration.

Source: IAPD individual record, checked 24 October 2026

How can I verify Francis Schafer’s record?

Search CRD 8220920 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Francis Schafer’s full registration record.

Source: IAPD individual record, checked 24 October 2026

Leadership at United Capital Management of Kansas

Sources

  1. IAPD individual record, CRD 8220920, checked 24 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of United Capital Management of Kansas, Inc., filed 10 September 2026. Executive officers and direct owners; this person is not among them.