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Francis Poli

Executive Vice President, General Counsel and Secretary at Cohen & Steers Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Francis Poli is Executive Vice President, General Counsel and Secretary of Cohen & Steers Capital Management, Inc., a New York investment adviser managing $85.7B. Francis Poli has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Cohen & Steers Capital Management

Title on Schedule A
Executive Vice President, General Counsel and Secretary
Control
Francis Poli is a control person of Cohen & Steers Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Francis Poli has held the filed role since February 2007.

The firm

Cohen & Steers Capital Management, Inc.
New York, NY

Form ADV filed 7 July 2026

$85.7B AUM177 clients60 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 3 · 2013
  4. Passed Series 63 and Series 24 · 1999
  5. Passed Series 7 · 1987

Registrations and exams

Broker registration; no current adviser registration. Francis Poli has passed 6 qualifying exams.

Examinations

Series 633 February 1999
Name
Uniform Securities Agent State Law Examination
Series 243 February 1999
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 331 January 2013
Name
National Commodity Futures Examination
Series 721 February 1987
Name
General Securities Representative Examination

Individual record

Full name
Francis Casimir Poli
CRD
1628917
Firm
Cohen & Steers Capital Management, Inc.
Registration status
Broker registration; no current adviser registration
Firm bio
cohenandsteers.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Cohen & Steers identifies Francis Poli as executive vice president, general counsel and secretary. The page describes his previous legal roles at Allianz Global Investors, JPMorgan and Kelley Drye. Official firm biography/team page

Education

Common questions

Where does Francis Poli work?

Francis Poli has been Executive Vice President, General Counsel and Secretary of Cohen & Steers Capital Management, Inc. since February 2007, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 7 July 2026

Does Francis Poli have a current investment-adviser registration?

Francis Poli has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Francis Poli passed?

Francis Poli has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 3, SIE and Series 99TO. The earliest, the Series 7, was passed in February 1987.

Source: IAPD individual record, checked 17 October 2026

Leadership at Cohen & Steers Capital Management

  • Joseph Harvey
    Chief Executive Officer
  • Jon Cheigh
    President, Chief Investment Officer
  • Adam Derechin
    Executive Vice President, Chief Operating Officer
  • Nargis Hilal
    Senior Vice President, Global Chief Compliance Officer & Associate General Counsel
  • Amit Muni
    Executive Vice President, Chief Financial Officer
  • Robert Steers
    Executive Chairman

Sources

  1. IAPD individual record, CRD 1628917. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cohen & Steers Capital Management, Inc., filed 7 July 2026. Title, control and ownership bands.
  3. Cohen & Steers Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Francis Poli or Cohen & Steers Capital Management, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.