Francis Keene has been an investment adviser representative at Princeton Global Asset Management since March 2023, and is not listed among the firm’s executive officers or direct owners.
Princeton Global Asset Management LLC is a Princeton, NJ firm with $921M under management, 365 clients and 17 advisers in one office, as of its March 2026 filing.
- – present · 3 yearsPrinceton, NJ · Adviser representative · Firm CRD 146644
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 May 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 October 1985 |
| Series 7 | General Securities Representative Examination | 15 June 1985 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Francis Joseph Keene
- CRD
- 1380172
- Firm
- Princeton Global Asset Management · CRD 146644
- Office
- 17 HULFISH STREET, SUITE 240, Princeton, NJ 08542
- Registration
- Investment adviser registration
- In the industry since
- February 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Francis Keene work?
Francis Keene is an investment adviser representative registered through Princeton Global Asset Management LLC since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Francis Keene a financial advisor?
Yes. Francis Keene has a current investment-adviser registration, through Princeton Global Asset Management since March 2023.
How many years of experience does Francis Keene have?
Francis Keene has 3 years in the financial industry, since February 2023, across 1 adviser firm.
What exams has Francis Keene passed?
Francis Keene has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in June 1985.
Where is Francis Keene based?
Francis Keene’s registered office is in Princeton, NJ.
Is Francis Keene registered with FINRA?
No. Francis Keene has no current broker registration.
How can I verify Francis Keene’s record?
Search CRD 1380172 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Francis Keene’s full registration record.
