Eugene Hsu has been Managing Principal / CCO of Archer Pointe Wealth Management since May 2020, is a control person of the firm and directly owns 75% or more of it. Eugene Hsu holds a Bachelor's degree in International Relations from the University of California, Davis.
Archer Pointe Wealth Management, LLC is a Davis, CA firm with $186M under management, 104 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Eugene K. Hsu is Principal of Archer Pointe Wealth Management. He has helped clients develop their own financial plans for over 26 years.
Eugene Hsu’s longest registration is the current one, 6 years at Archer Pointe Wealth Management since 2020. Before joining Archer Pointe Wealth Management in 2020, Eugene Hsu was registered through Chamberlain Financial Planning & Wealth Management and Commonwealth Financial Network.
- – present · 6 yearsDavis, CA · Adviser representative · Firm CRD 308777
- Chamberlain Financial Planning & Wealth Management– · 3 yearsDavis, CA · Adviser representative · Firm CRD 142879
- Commonwealth Financial Network– · 5 yearsSacramento, CA · Adviser representative · Firm CRD 8032
- LPL Financial LLC– · 1 yearSacramento, CA · Adviser representative · Firm CRD 6413
- Lucas Group Financial Planners, Inc.– · 6 yearsSacramento, CA · Adviser representative · Firm CRD 130163
Professional designations
Listed by Archer Pointe Wealth Management
- CFS®
Investment adviser representative registrations
Eugene Hsu is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2020; the most recent is Texas, in February 2024.
- CaliforniaSince 11 August 2020
- TexasResidentSince 21 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 December 2004 |
| Series 7 | General Securities Representative Examination | 17 June 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 August 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eugene Kwok Hung Hsu
- CRD
- 3107090
- Firm
- Archer Pointe Wealth Management · CRD 308777
- Role
- Managing Principal / CCO
- Office
- 231 D STREET, SUITE D, Davis, CA 95616
- Registration
- Investment adviser registration
- In the industry since
- August 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- archerpointewm.com
Where does Eugene Hsu work?
Eugene Hsu has been Managing Principal / CCO of Archer Pointe Wealth Management, LLC since May 2020, and is a control person of the firm.
Is Eugene Hsu a financial advisor?
Yes. Eugene Hsu has a current investment-adviser registration in California and Texas, through Archer Pointe Wealth Management since August 2020.
How many years of experience does Eugene Hsu have?
Eugene Hsu has 28 years in the financial industry, since August 1998, across 5 adviser firms.
What exams has Eugene Hsu passed?
Eugene Hsu has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in August 1998. FINRA credited Eugene Hsu with the SIE, which began in October 2018.
Where did Eugene Hsu work before Archer Pointe Wealth Management?
Before Archer Pointe Wealth Management, Eugene Hsu was registered through Commonwealth Financial Network, July 2012 to November 2017; LPL Financial LLC, May 2011 to August 2012; Lucas Group Financial Planners, Inc., March 2005 to May 2011.
Where is Eugene Hsu based?
Eugene Hsu’s registered office is in Davis, CA.
Is Eugene Hsu registered with FINRA?
No. Eugene Hsu has no current broker registration.
How can I verify Eugene Hsu’s record?
Search CRD 3107090 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eugene Hsu’s full registration record.