Ethan Pflug has been an investment adviser representative at Agp Franklin since July 2025, and is not listed among the firm’s executive officers or direct owners. Ethan Pflug studied at the University of Alabama.
Agp Franklin, LLC is a Franklin, TN firm with $247M under management, 456 clients and 3 advisers across 2 offices, as of its April 2026 filing.
Ethan Pflug is Financial Advisor and Director of Business Development at Aspen Grove Asset Management. He began his full-time career with the firm in the summer of 2025. Before joining, he interned with Aspen Grove for three consecutive summers, gaining experience in equity research, compliance procedures, and business operations.
Investment adviser representative registrations
Ethan Pflug is registered as an investment adviser representative in Tennessee, since July 2025.
- TennesseeSince 9 July 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 August 2024 |
| SIE | Securities Industry Essentials Examination | 16 August 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Ethan Pierce Pflug
- CRD
- 7569627
- Firm
- Agp Franklin · CRD 331699
- Office
- 3326 ASPEN GROVE DRIVE, SUITE 602, Franklin, TN 37067
- Registration
- Investment adviser registration
- In the industry since
- July 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- aspengroveassetmanagement.com
Where does Ethan Pflug work?
Ethan Pflug is an investment adviser representative registered through Agp Franklin, LLC since July 2025, and is not listed among the firm’s executive officers or direct owners.
Is Ethan Pflug a financial advisor?
Yes. Ethan Pflug has a current investment-adviser registration in Tennessee, through Agp Franklin since July 2025.
How many years of experience does Ethan Pflug have?
Ethan Pflug has 1 year in the financial industry, since July 2025, across 1 adviser firm.
What exams has Ethan Pflug passed?
Ethan Pflug has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in August 2023.
Where is Ethan Pflug based?
Ethan Pflug’s registered office is in Franklin, TN.
Is Ethan Pflug registered with FINRA?
No. Ethan Pflug has no current broker registration.
How can I verify Ethan Pflug’s record?
Search CRD 7569627 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ethan Pflug’s full registration record.
