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Esperanza Cerdan

Chief Risk Officer at Ifm Investors Pty

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Esperanza Cerdan is Chief Risk Officer of Ifm Investors Pty LTD, a Melbourne investment adviser managing $203B. Esperanza Cerdan has passed the Series 7, Series 63 and SIE.

Role at Ifm Investors Pty

Title on Schedule A
Chief Risk Officer
Control
Esperanza Cerdan is a control person of Ifm Investors Pty.
Ownership
An individual ownership band is not available in the source record.
Tenure
Esperanza Cerdan has held the filed role since June 2020.

The firm

Ifm Investors Pty LTD
Melbourne,

Form ADV filed 28 September 2026

$203B AUM80 clients277 advisers6 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 63 · 2012
  3. Passed Series 7 · 2011

Registrations and exams

No current adviser or broker registration. Esperanza Cerdan has passed 3 qualifying exams.

Examinations

Series 6314 January 2012
Name
Uniform Securities Agent State Law Examination
SIE29 August 2018
Name
Securities Industry Essentials Examination
Series 719 December 2011
Name
General Securities Representative Examination

Individual record

Full name
Esperanza Cerdan
CRD
5998344
Firm
Ifm Investors Pty LTD
Registration status
No current adviser or broker registration
Firm bio
ifminvestors.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

IFM Investors identifies Esperanza Cerdan as Chief Risk Officer, responsible for global risk and compliance obligations. Official firm biography

Common questions

Where does Esperanza Cerdan work?

Esperanza Cerdan has been Chief Risk Officer of Ifm Investors Pty LTD since June 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Esperanza Cerdan have a current investment-adviser registration?

Esperanza Cerdan has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Esperanza Cerdan passed?

Esperanza Cerdan has passed 3 licensing exams: the Series 7, Series 63 and SIE. The earliest, the Series 7, was passed in December 2011.

Source: IAPD individual record, checked 18 October 2026

Leadership at Ifm Investors Pty

Sources

  1. IAPD individual record, CRD 5998344. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ifm Investors Pty LTD, filed 28 September 2026. Title, control and ownership bands.
  3. Ifm Investors Pty team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Esperanza Cerdan or Ifm Investors Pty LTD and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.