Erion Kafazi has been an investment adviser representative at Financial & Tax Architects since January 2023, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
- – present · 3 yearsSt. Louis, MO · Adviser representative · Firm CRD 119169
Investment adviser representative registrations
Erion Kafazi is registered as an investment adviser representative in Missouri, since January 2023.
- MissouriSince 17 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | 27 December 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 December 2022 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7686163
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 12412 POWERSCOURT DRIVE, SUITE 25, St. Louis, MO 63131
- Registration
- Investment adviser registration
- In the industry since
- January 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Erion Kafazi work?
Erion Kafazi is an investment adviser representative registered through Financial & Tax Architects, LLC since January 2023, and is not listed among the firm’s executive officers or direct owners.
Is Erion Kafazi a financial advisor?
Yes. Erion Kafazi has a current investment-adviser registration in Missouri, through Financial & Tax Architects since January 2023.
How many years of experience does Erion Kafazi have?
Erion Kafazi has 3 years in the financial industry, since January 2023, across 1 adviser firm.
What exams has Erion Kafazi passed?
Erion Kafazi has passed 2 licensing exams: the Series 65 and SIE. The earliest, the Series 65, was passed in December 2022.
Where is Erion Kafazi based?
Erion Kafazi’s registered office is in St. Louis, MO.
Is Erion Kafazi registered with FINRA?
No. Erion Kafazi has no current broker registration.
How can I verify Erion Kafazi’s record?
Search CRD 7686163 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Erion Kafazi’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel