Eric Ziegler has been Principal of Hutchinson & Ziegler Financial Advisors since July 2007, is a control person of the firm and directly owns between 50% and 75% of it.
Hutchinson & Ziegler Financial Advisors, Inc. is a San Rafael, CA firm with $235M under management, 62 clients and 2 advisers in one office, as of its August 2026 filing.
Eric Ziegler’s longest registration is the current one, 14 years at Hutchinson & Ziegler Financial Advisors since 2012. Before joining Hutchinson & Ziegler Financial Advisors in 2012, Eric Ziegler was registered through Hutchinson Financial Management.
- – present · 14 yearsNovato, CA · Adviser representative · Firm CRD 145096
- – · 3 yearsSan Rafael, CA · Adviser representative · Firm CRD 145096
- Hutchinson Financial Management– · under a yearSan Rafael, CA · Adviser representative · Firm CRD 134396
Investment adviser representative registrations
Eric Ziegler is registered as an investment adviser representative in California, since June 2012.
- CaliforniaSince 5 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 May 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 1991 |
| Series 7 | General Securities Representative Examination | 10 April 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Joseph Ziegler
- CRD
- 2080367
- Firm
- Hutchinson & Ziegler Financial Advisors · CRD 145096
- Role
- Principal
- Office
- 100 Professional Center Drive, Suite 114, Novato, CA 94947
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Ziegler work?
Eric Ziegler has been Principal of Hutchinson & Ziegler Financial Advisors, Inc. since July 2007, and is a control person of the firm.
Is Eric Ziegler a financial advisor?
Yes. Eric Ziegler has a current investment-adviser registration in California, through Hutchinson & Ziegler Financial Advisors since June 2012.
How many years of experience does Eric Ziegler have?
Eric Ziegler has 17 years in the financial industry, since October 2008, across 2 adviser firms.
What exams has Eric Ziegler passed?
Eric Ziegler has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1991.
Where did Eric Ziegler work before Hutchinson & Ziegler Financial Advisors?
Before Hutchinson & Ziegler Financial Advisors, Eric Ziegler was registered through Hutchinson Financial Management, May 2007 to October 2007.
Where is Eric Ziegler based?
Eric Ziegler’s registered office is in Novato, CA.
Is Eric Ziegler registered with FINRA?
No. Eric Ziegler has no current broker registration.
How can I verify Eric Ziegler’s record?
Search CRD 2080367 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Ziegler’s full registration record.