Eric Sorenson has been an investment adviser representative at Capstone Capital since July 2026, and is not listed among the firm’s executive officers or direct owners.
Capstone Capital LLC is a Henderson, NV firm with $408M under management, 200 clients and 3 advisers in one office, as of its July 2026 filing.
Eric Sorenson’s longest registration was 2 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2023–2026). Before joining Capstone Capital in 2026, Eric Sorenson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · under a yearHenderson, NV · Adviser representative · Firm CRD 123764
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsHenderson, NV · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Eric Sorenson is registered as an investment adviser representative in Nevada, since July 2026.
- NevadaSince 2 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 1 December 2023 |
| Series 7TO | General Securities Representative Examination | 1 November 2023 |
| SIE | Securities Industry Essentials Examination | 26 September 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Eric Edgar Sorenson
- CRD
- 7612182
- Firm
- Capstone Capital · CRD 123764
- Office
- 2600 PASEO VERDE PARKWAY, STE. 150, Henderson, NV 89074-7167
- Registration
- Investment adviser registration
- In the industry since
- November 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Sorenson work?
Eric Sorenson is an investment adviser representative registered through Capstone Capital LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Eric Sorenson a financial advisor?
Yes. Eric Sorenson has a current investment-adviser registration in Nevada, through Capstone Capital since July 2026.
How many years of experience does Eric Sorenson have?
Eric Sorenson has 2 years in the financial industry, since November 2023, across 2 adviser firms.
What exams has Eric Sorenson passed?
Eric Sorenson has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2022.
Where did Eric Sorenson work before Capstone Capital?
Before Capstone Capital, Eric Sorenson was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2023 to June 2026.
Where is Eric Sorenson based?
Eric Sorenson’s registered office is in Henderson, NV.
Is Eric Sorenson registered with FINRA?
No. Eric Sorenson has no current broker registration.
How can I verify Eric Sorenson’s record?
Search CRD 7612182 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Sorenson’s full registration record.
