Adam Dawson has been CEO of Capstone Capital since December 2021, is a control person of the firm and directly owns under 5% of it. Adam Dawson holds a Bachelor's degree from Brigham Young University.
Capstone Capital LLC is a Henderson, NV firm with $408M under management, 200 clients and 3 advisers in one office, as of its July 2026 filing.
Adam Dawson is CEO of Capstone Capital Wealth Advisors. For more than two decades he has helped people simplify their finances through financial guidance and a disciplined approach to investing. He is the author of Life Beyond Your Business, Chasing Chances: How Smart People Lose Money Investing, and Timeless Principles of Financial Security.
Adam Dawson’s longest registration is the current one, 10 years at Capstone Capital since 2016. Before joining Capstone Capital in 2016, Adam Dawson was registered through Park Avenue Securities LLC and Financial Solutions Inc.
- – present · 10 yearsHenderson, NV · Adviser representative · Firm CRD 123764
- Park Avenue Securities LLC– · 7 yearsLas Vegas, NV · Adviser representative · Firm CRD 46173
- Financial Solutions Inc.– · 1 yearHenderson, NV · Adviser representative · Firm CRD 128631
- LPL Financial Corporation– · 1 yearLas Vegas, NV · Adviser representative · Firm CRD 6413
- Park Avenue Securities LLC– · 2 yearsLas Vegas, NV · Adviser representative · Firm CRD 46173
Professional designations
Listed by Capstone Capital
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Adam Dawson is registered as an investment adviser representative in 2 states. The first approvals date from May 2016; the most recent is Texas, in September 2024.
- NevadaSince 26 May 2016
- TexasSince 6 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 January 2001 |
| Series 7 | General Securities Representative Examination | 20 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Adam Moroni Dawson
- CRD
- 4302052
- Firm
- Capstone Capital · CRD 123764
- Role
- CEO
- Office
- 2600 PASEO VERDE PARKWAY, STE. 150, Henderson, NV 89074-7167
- Registration
- Investment adviser registration
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capstonecap.com
Where does Adam Dawson work?
Adam Dawson has been CEO of Capstone Capital LLC since December 2021, and is a control person of the firm.
Is Adam Dawson a financial advisor?
Yes. Adam Dawson has a current investment-adviser registration in Nevada and Texas, through Capstone Capital since May 2016.
How many years of experience does Adam Dawson have?
Adam Dawson has 21 years in the financial industry, since November 2004, across 4 adviser firms.
What exams has Adam Dawson passed?
Adam Dawson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2000. FINRA credited Adam Dawson with the SIE, which began in October 2018.
Where did Adam Dawson work before Capstone Capital?
Before Capstone Capital, Adam Dawson was registered through Park Avenue Securities LLC, January 2009 to May 2016; Financial Solutions Inc., April 2007 to October 2008; LPL Financial Corporation, April 2007 to December 2008; Park Avenue Securities LLC, October 2004 to May 2007.
Where is Adam Dawson based?
Adam Dawson’s registered office is in Henderson, NV.
Is Adam Dawson registered with FINRA?
No. Adam Dawson has no current broker registration.
Is Adam Dawson a CFP?
Capstone Capital lists Adam Dawson with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Adam Dawson’s record?
Search CRD 4302052 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Adam Dawson’s full registration record.