Eric Shute has been an investment adviser representative at Leisure Capital Management since October 2023, and is not listed among the firm’s executive officers or direct owners. Eric Shute holds a Master's degree in Accounting from Southern Methodist University and a Bachelor's degree in Finance from Southern Methodist University.
Leisure Capital Management, Inc. is a Costa Mesa, CA firm with $874M under management, 349 clients and 6 advisers in one office, as of its March 2026 filing.
Eric Shute is Financial Advisor and Investment Analyst of Leisure Capital Management. He joined the firm in 2023 and, as a member of its Investment Committee, plays a key role in portfolio management, trading execution and investment research. Before joining he spent ten years at UBS Private Wealth Management, where he held roles including Financial Advisor, Equity Portfolio Manager, Head of Trading and Research Analyst.
Eric Shute’s longest registration was 9 years at UBS Financial Services Inc. (2014–2023). Before joining Leisure Capital Management in 2023, Eric Shute was registered through UBS Financial Services Inc.
- – present · 3 yearsCosta Mesa, CA · Adviser representative · Firm CRD 120374
- UBS Financial Services Inc.– · 9 yearsNewport Beach, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Eric Shute is registered as an investment adviser representative in California, since October 2023.
- CaliforniaSince 9 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 2 May 2015 |
| Series 66 | Uniform Combined State Law Examination | 26 April 2014 |
| Series 7 | General Securities Representative Examination | 19 December 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Eric Stiles Shute
- CRD
- 6256163
- Firm
- Leisure Capital Management · CRD 120374
- Office
- 650 TOWN CENTER DR., SUITE 880, Costa Mesa, CA 92626-1989
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- leisurecapital.com
Where does Eric Shute work?
Eric Shute is an investment adviser representative registered through Leisure Capital Management, Inc. since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Eric Shute a financial advisor?
Yes. Eric Shute has a current investment-adviser registration in California, through Leisure Capital Management since October 2023.
How many years of experience does Eric Shute have?
Eric Shute has 12 years in the financial industry, since December 2013, across 2 adviser firms.
What exams has Eric Shute passed?
Eric Shute has passed 3 licensing exams: the Series 7, Series 66 and Series 3. The earliest, the Series 7, was passed in December 2013. FINRA credited Eric Shute with the SIE, which began in October 2018.
Where is Eric Shute based?
Eric Shute’s registered office is in Costa Mesa, CA.
Is Eric Shute registered with FINRA?
No. Eric Shute has no current broker registration.
How can I verify Eric Shute’s record?
Search CRD 6256163 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Shute’s full registration record.
Marr LeisurePresident, CCO, CIO, Co-Trustee of the Leisure Family Trust Dated 05/19/1995
Gideon BernsteinSecretary/Board of Directors (Since 2011), Co-Trustee of the Bernstein Family Trust Dated 12/17/2010 (Since 2014)
Patrick MaxwellShareholder
Raymond RobinsonTreasurer, Board of Directors- Anne LeisureCo-Trustee of the Leisure Family Trust Dated 05/19/1995
- Jeanne PepperCo-Trustee of the Bernstein Family Trust