Career
Eric Rose has been Chief Compliance Officer of Ra Capital Management since October 2019. Eric Rose is a control person of the firm and directly owns under 5% of it. Eric Rose holds a B.S. in Finance from George Mason University and an M.S. in Accounting from Bentley University.
Ra Capital Management, LP is a Boston, MA firm with $16.4B under management, 13 clients and 95 advisers across 3 offices, as of its March 2026 filing.
Eric Rose is chief compliance officer at RA Capital Management. Before joining RA Capital, he led risk and compliance for Aberdeen Asset Management’s Americas business and worked as an SEC compliance examiner.
No adviser firm registrations are on Eric Rose’s record.
Credentials and registrations
Professional designations
Listed by Ra Capital Management and the sources below
- Certified Public Accountant
- CFA charterholder
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 30 | NFA Branch Manager Examination | 14 July 2014 |
| Series 3 | National Commodity Futures Examination | 25 June 2014 |
| Series 24 | General Securities Principal Examination | 15 January 2013 |
| Series 7 | General Securities Representative Examination | 8 January 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- NFA Branch Manager Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Eric Paul Rose
- CRD
- 5964276
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Eric Rose work?
Eric Rose has been Chief Compliance Officer of Ra Capital Management, LP since October 2019, and is a control person of the firm.
Does Eric Rose have a current investment-adviser registration?
Eric Rose has no current investment-adviser or broker registration.
What exams has Eric Rose passed?
Eric Rose has passed 4 licensing exams: the Series 7, Series 24, Series 3 and Series 30. The earliest, the Series 7, was passed in January 2013. FINRA credited Eric Rose with the SIE, which began in October 2018.
Is Eric Rose a CFA charterholder?
Ra Capital Management lists Eric Rose with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.