Eric Powers has been Co-Owner and Principal of Top Private Wealth since December 2021, is a control person of the firm and directly owns between 50% and 75% of it.
Top Private Wealth LLC is a Glastonbury, CT firm with $106M under management, 150 clients and 2 advisers in one office, as of its July 2026 filing.
Eric Powers’ longest registration was 10 years at Private Advisor Group, LLC (2014–2024). Before joining Top Private Wealth in 2024, Eric Powers was registered through Private Advisor Group, LLC and LPL Financial LLC.
- Top Private WealthCurrent– present · 2 yearsGlastonbury, CT · Adviser representative · Firm CRD 331000
- Private Advisor Group, LLC– · 10 yearsGlastonbury, CT · Adviser representative · Firm CRD 155216
- LPL Financial LLC– · 3 yearsGlastonbury, CT · Adviser representative · Firm CRD 6413
- Metlife Securities Inc.– · 3 yearsWethersfield, CT · Adviser representative · Firm CRD 14251
Investment adviser representative registrations
Eric Powers is registered as an investment adviser representative in Connecticut, since August 2024.
- ConnecticutSince 27 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 8 July 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 March 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 November 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 October 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Eric R. Powers
- CRD
- 5604713
- Firm
- Top Private Wealth · CRD 331000
- Role
- Co-Owner and Principal
- Office
- 703 HEBRON AVENUE, Glastonbury, CT 06033
- Registration
- Investment adviser registration
- In the industry since
- October 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Eric Powers work?
Eric Powers has been Co-Owner and Principal of Top Private Wealth LLC since December 2021, and is a control person of the firm.
Is Eric Powers a financial advisor?
Yes. Eric Powers has a current investment-adviser registration in Connecticut, through Top Private Wealth since August 2024.
How many years of experience does Eric Powers have?
Eric Powers has 18 years in the financial industry, since October 2008, across 4 adviser firms.
What exams has Eric Powers passed?
Eric Powers has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in October 2008. FINRA credited Eric Powers with the SIE, which began in October 2018.
Where did Eric Powers work before Top Private Wealth?
Before Top Private Wealth, Eric Powers was registered through Private Advisor Group, LLC, July 2014 to August 2024; LPL Financial LLC, March 2012 to October 2015; Metlife Securities Inc., March 2009 to April 2012.
Where is Eric Powers based?
Eric Powers’ registered office is in Glastonbury, CT.
Is Eric Powers registered with FINRA?
No. Eric Powers has no current broker registration.
How can I verify Eric Powers’ record?
Search CRD 5604713 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Eric Powers’ full registration record.