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Eric Harrison

Managing Partner at IEQ Capital

Investment adviser registrationFoster City, CASEC record checked 18 October 2026

15
Years in the industry
7
Years at the firm
3
Adviser firms
19
State registrations

IAPD record retrieved 18 October 2026SEC record

Eric Harrison is Managing Partner of IEQ Capital, LLC, a Foster City investment adviser managing $56.8B. Eric Harrison has been registered through IEQ Capital since 7 June 2019, has 15 years in the industry across 3 firms and has passed 5 licensing exams.

Role at IEQ Capital

Title on Schedule A
Managing Partner
Control
Eric Harrison is a control person of IEQ Capital.
Ownership
An individual ownership band is not available in the source record.
Tenure
Eric Harrison has held the filed role since June 2019.

The firm

IEQ Capital, LLC
Foster City, CA

Form ADV filed 9 June 2026

$56.8B AUM2,309 clients193 advisers11 offices

Career on record

Eric Harrison has been registered through IEQ Capital since June 2019, and before that through First Republic Investment Management, Inc. and Luminous Capital, LLC.

Firms and exams, newest first
  1. Ieq Capital, LLCCurrent
    – present · 7 years
    Foster City, CA · Adviser representative · Firm CRD 301819
  2. Passed SIE · 2018
  3. Passed Series 3, Series 22 and Series 63 · 2013
  4. First Republic Investment Management, Inc.
    – · 6 years
    Palo Alto, CA · Adviser representative · Firm CRD 108559
  5. Luminous Capital, LLC
    – · 2 years
    Portola Valley, CA · Adviser representative · Firm CRD 145566
  6. Passed Series 65 · 2011

Registrations and exams

Eric Harrison has a current investment-adviser registration in California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Louisiana, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, Pennsylvania, Texas, Utah, Washington and Wyoming and has passed 5 qualifying exams.

California7 June 2019
Scope
Investment adviser representative
Status
Approved
Colorado25 March 2020
Scope
Investment adviser representative
Status
Approved
Connecticut25 March 2020
Scope
Investment adviser representative
Status
Approved
Florida24 April 2025
Scope
Investment adviser representative
Status
Approved
Georgia15 June 2026
Scope
Investment adviser representative
Status
Approved
Idaho6 February 2025
Scope
Investment adviser representative
Status
Approved
Illinois11 February 2026
Scope
Investment adviser representative
Status
Approved
Louisiana25 March 2020
Scope
Investment adviser representative
Status
Approved
Maryland25 March 2020
Scope
Investment adviser representative
Status
Approved
Massachusetts15 May 2025
Scope
Investment adviser representative
Status
Approved
Michigan27 January 2026
Scope
Investment adviser representative
Status
Approved
Nevada9 April 2020
Scope
Investment adviser representative
Status
Approved
New Jersey6 March 2025
Scope
Investment adviser representative
Status
Approved
New York14 April 2023
Scope
Investment adviser representative
Status
Approved
Pennsylvania7 February 2025
Scope
Investment adviser representative
Status
Approved
Texas25 March 2020
Scope
Investment adviser representative
Status
Approved
Utah7 February 2025
Scope
Investment adviser representative
Status
Approved
Washington13 April 2023
Scope
Investment adviser representative
Status
Approved
Wyoming7 February 2025
Scope
Investment adviser representative
Status
Approved

Examinations

Series 6315 February 2013
Name
Uniform Securities Agent State Law Examination
Series 6514 March 2011
Name
Uniform Investment Adviser Law Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 224 February 2013
Name
Direct Participation Programs Representative Examination
Series 314 January 2013
Name
National Commodity Futures Examination

Individual record

Full name
Eric Scott Harrison
CRD
5642015
Firm
IEQ Capital, LLC
Registration status
Investment adviser registration
Office
950 TOWER LANE, SUITE 1800, Foster City, CA 94404
Firm bio
ieqcapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

IEQ Capital identifies Eric Harrison as Founder and Managing Partner and describes his work with alternative investments, portfolio allocation, and firm operations. Official firm biography

Education

Common questions

Where does Eric Harrison work?

Eric Harrison has been Managing Partner of IEQ Capital, LLC since June 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 9 June 2026

Is Eric Harrison a financial advisor?

Yes. Eric Harrison has a current investment-adviser registration in California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Louisiana, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, Pennsylvania, Texas, Utah, Washington and Wyoming, through IEQ Capital since June 2019, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

How many years of experience does Eric Harrison have?

Eric Harrison has worked in the financial industry for 15 years as of 18 October 2026, counted from 16 March 2011, across 3 adviser firms.

Source: IAPD individual record, checked 18 October 2026

What exams has Eric Harrison passed?

Eric Harrison has passed 5 licensing exams: the Series 65, Series 3, Series 22, Series 63 and SIE. The earliest, the Series 65, was passed in March 2011.

Source: IAPD individual record, checked 18 October 2026

Where did Eric Harrison work before IEQ Capital?

Before IEQ Capital, Eric Harrison was registered through First Republic Investment Management, Inc., January 2013 to June 2019; Luminous Capital, LLC, March 2011 to February 2013.

Source: IAPD individual record, checked 18 October 2026

Where is Eric Harrison based?

Eric Harrison’s registered office is in Foster City, CA.

Source: IAPD individual record, checked 18 October 2026

Leadership at IEQ Capital

Sources

  1. IAPD individual record, CRD 5642015. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of IEQ Capital, LLC, filed 9 June 2026. Title, control and ownership bands.
  3. IEQ Capital team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Eric Harrison or IEQ Capital, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.