Emily Walls has been an investment adviser representative at Ascension Capital Advisors since April 2021, and is not listed among the firm’s executive officers or direct owners.
Ascension Capital Advisors, Inc. is a Houston, TX firm with $939M under management, 240 clients and 7 advisers in one office, as of its June 2026 filing.
Emily Walls’ longest registration is the current one, 5 years at Ascension Capital Advisors since 2021. Before joining Ascension Capital Advisors in 2021, Emily Walls was registered through UBS Financial Services Inc.
- – present · 5 yearsHouston, TX · Adviser representative · Firm CRD 109518
- UBS Financial Services Inc.– · 1 yearBeverly Hills, CA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Emily Walls is registered as an investment adviser representative in Texas, since April 2021.
- TexasSince 16 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 13 December 2018 |
| Series 7TO | General Securities Representative Examination | 29 November 2018 |
| SIE | Securities Industry Essentials Examination | 8 November 2018 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Emily Russo Walls
- CRD
- 7033554
- Firm
- Ascension Capital Advisors · CRD 109518
- Office
- 4900 WOODWAY DRIVE, SUITE 1150, Houston, TX 77056
- Registration
- Investment adviser registration
- In the industry since
- March 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Emily Walls work?
Emily Walls is an investment adviser representative registered through Ascension Capital Advisors, Inc. since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Emily Walls a financial advisor?
Yes. Emily Walls has a current investment-adviser registration in Texas, through Ascension Capital Advisors since April 2021.
How many years of experience does Emily Walls have?
Emily Walls has 7 years in the financial industry, since March 2019, across 2 adviser firms.
What exams has Emily Walls passed?
Emily Walls has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in November 2018.
Where did Emily Walls work before Ascension Capital Advisors?
Before Ascension Capital Advisors, Emily Walls was registered through UBS Financial Services Inc., December 2018 to June 2020.
Where is Emily Walls based?
Emily Walls’ registered office is in Houston, TX.
Is Emily Walls registered with FINRA?
No. Emily Walls has no current broker registration.
How can I verify Emily Walls’ record?
Search CRD 7033554 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Emily Walls’ full registration record.