Emily Einwalter has been an investment adviser representative at The Advocate Group since October 2025, and is not listed among the firm’s executive officers or direct owners.
The Advocate Group, LLC is a Minnetonka, MN firm with $810M under management, 394 clients and 11 advisers in one office, as of its September 2026 filing.
Emily Einwalter’s longest registration was 7 years at Kestra Advisory Services, LLC (2017–2025). Before joining The Advocate Group in 2025, Emily Einwalter was registered through Kestra Advisory Services, LLC.
- The Advocate Group, LLCCurrent– present · under a yearMinnetonka, MN · Adviser representative · Firm CRD 155270
- Kestra Advisory Services, LLC– · 7 yearsPlymouth, MN · Adviser representative · Firm CRD 283330
Investment adviser representative registrations
Emily Einwalter is registered as an investment adviser representative in Minnesota, since October 2025.
- MinnesotaSince 30 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 May 2017 |
| Series 7 | General Securities Representative Examination | 25 April 2017 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Emily Ann Einwalter
- CRD
- 4742109
- Firm
- The Advocate Group · CRD 155270
- Office
- 701 CARLSON PARKWAY, SUITE 520, Minnetonka, MN 55305
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Emily Einwalter work?
Emily Einwalter is an investment adviser representative registered through The Advocate Group, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Emily Einwalter a financial advisor?
Yes. Emily Einwalter has a current investment-adviser registration in Minnesota, through The Advocate Group since October 2025.
How many years of experience does Emily Einwalter have?
Emily Einwalter has 11 years in the financial industry, since April 2015, across 2 adviser firms.
What exams has Emily Einwalter passed?
Emily Einwalter has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2017. FINRA credited Emily Einwalter with the SIE, which began in October 2018.
Where did Emily Einwalter work before The Advocate Group?
Before The Advocate Group, Emily Einwalter was registered through Kestra Advisory Services, LLC, November 2017 to October 2025.
Where is Emily Einwalter based?
Emily Einwalter’s registered office is in Minnetonka, MN.
Is Emily Einwalter registered with FINRA?
No. Emily Einwalter has no current broker registration.
How can I verify Emily Einwalter’s record?
Search CRD 4742109 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Emily Einwalter’s full registration record.