Sean Ohagan has been Secretary, Member, Elected Manager of The Advocate Group since December 2017, is a control person of the firm and directly owns between 10% and 25% of it.
The Advocate Group, LLC is a Minnetonka, MN firm with $810M under management, 394 clients and 11 advisers in one office, as of its September 2026 filing.
Sean Ohagan’s longest registration is the current one, 12 years at The Advocate Group since 2014. Before joining The Advocate Group in 2014, Sean Ohagan was registered through LPL Financial LLC.
- The Advocate Group, LLCCurrent– present · 12 yearsMinnetonka, MN · Adviser representative · Firm CRD 155270
- LPL Financial LLC– · under a yearMinnetonka, MN · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Sean Ohagan is registered as an investment adviser representative in Minnesota, since June 2014.
- MinnesotaSince 20 June 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 2 February 2009 |
| Series 7 | General Securities Representative Examination | 20 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sean Patrick Ohagan
- CRD
- 5361404
- Firm
- The Advocate Group · CRD 155270
- Role
- Secretary, Member, Elected Manager
- Office
- 701 CARLSON PARKWAY, SUITE 520, Minnetonka, MN 55305
- Registration
- Investment adviser registration
- In the industry since
- January 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Sean Ohagan work?
Sean Ohagan has been Secretary, Member, Elected Manager of The Advocate Group, LLC since December 2017, and is a control person of the firm.
Is Sean Ohagan a financial advisor?
Yes. Sean Ohagan has a current investment-adviser registration in Minnesota, through The Advocate Group since June 2014.
How many years of experience does Sean Ohagan have?
Sean Ohagan has 12 years in the financial industry, since January 2014, across 2 adviser firms.
What exams has Sean Ohagan passed?
Sean Ohagan has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in December 2008. FINRA credited Sean Ohagan with the SIE, which began in October 2018.
Where is Sean Ohagan based?
Sean Ohagan’s registered office is in Minnetonka, MN.
Is Sean Ohagan registered with FINRA?
No. Sean Ohagan has no current broker registration.
How can I verify Sean Ohagan’s record?
Search CRD 5361404 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Ohagan’s full registration record.