Elliot Kallen has been an investment adviser representative at Exodus Wealth since January 2020, and is not listed among the firm’s executive officers or direct owners.
Exodus Wealth, LLC is a Fort Lauderdale, FL firm with $484M under management, 2,249 clients and 51 advisers across 50 offices, as of its July 2026 filing.
Elliot Kallen’s longest registration was 17 years at Prosperity Financial Group, Inc. (2008–2025). Before joining Exodus Wealth in 2020, Elliot Kallen was registered through Financial Telesis, Inc. and Raymond James Financial Services Advisors, Inc.
- Prosperity Financial Group, Inc.Also current– present · under a yearSan Ramon, CA · Adviser representative · Firm CRD 339321
- Exodus Wealth, LLCCurrent– present · 6 yearsSan Ramon, CA · Adviser representative · Firm CRD 174328
- – · 4 yearsSan Ramon, CA · Adviser representative · Firm CRD 174328
- Financial Telesis, Inc.– · under a yearSan Ramon, CA · Adviser representative · Firm CRD 31012
- Raymond James Financial Services Advisors, Inc– · 1 yearSan Ramon, CA · Adviser representative · Firm CRD 149018
- Prosperity Financial Group, Inc.– · 17 yearsSan Ramon, CA · Adviser representative · Firm CRD 145540
- Raymond James Financial Services– · 8 yearsSan Ramon, CA · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Elliot Kallen is registered as an investment adviser representative in California, since January 2020.
- CaliforniaSince 7 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 7 May 2004 |
| Series 24 | General Securities Principal Examination | 29 December 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 31 December 1998 |
| Series 7 | General Securities Representative Examination | 31 August 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 October 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 October 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Elliot Herbert Kallen
- CRD
- 2384508
- Firm
- Exodus Wealth · CRD 174328
- Office
- 2333 San Ramon Valley Blvd., Suite 200, San Ramon, CA 94583
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Elliot Kallen work?
Elliot Kallen is an investment adviser representative registered through Exodus Wealth, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Elliot Kallen a financial advisor?
Yes. Elliot Kallen has a current investment-adviser registration in California, through Exodus Wealth since January 2020.
How many years of experience does Elliot Kallen have?
Elliot Kallen has 32 years in the financial industry, since October 1993, across 6 adviser firms.
What exams has Elliot Kallen passed?
Elliot Kallen has passed 6 licensing exams: the Series 63, Series 6, Series 7, Series 65, Series 24 and Series 51. The earliest, the Series 63, was passed in October 1993. FINRA credited Elliot Kallen with the SIE, which began in October 2018.
Where did Elliot Kallen work before Exodus Wealth?
Before Exodus Wealth, Elliot Kallen was registered through Prosperity Wealth Management, Inc., February 2015 to December 2019; Financial Telesis, Inc., June 2010 to June 2010; Raymond James Financial Services Advisors, Inc, January 2009 to June 2010; Raymond James Financial Services, April 2000 to January 2009.
Where is Elliot Kallen based?
Elliot Kallen’s registered office is in San Ramon, CA.
Is Elliot Kallen registered with FINRA?
Yes. Elliot Kallen has a current broker registration, under CRD 2384508.
Source: FINRA BrokerCheck
How can I verify Elliot Kallen’s record?
Search CRD 2384508 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Elliot Kallen’s full registration record.