Elizabeth Teifer has been an investment adviser representative at Herbert J. Sims Capital Management since June 2020, and is not listed among the firm’s executive officers or direct owners. Elizabeth Teifer holds a B.S. in Accounting from Southern Illinois University at Carbondale.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Elizabeth Teifer is Senior Vice President of HJ Sims, based in Red Bank, NJ. She works as a Financial Advisor, helping clients move toward their retirement income goals and legacy plans. Before joining the financial industry, she worked for a privately-owned manufacturing company in finance, product development, sales, marketing and strategic planning.
- – present · 6 yearsRed Bank, NJ · Adviser representative · Firm CRD 134510
Investment adviser representative registrations
Elizabeth Teifer is registered as an investment adviser representative in 2 states. Each was approved in June 2020.
- ConnecticutSince 12 June 2020
- New JerseySince 15 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 May 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 24 February 2012 |
| Series 7 | General Securities Representative Examination | 7 February 2012 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elizabeth Loretta Teifer
- CRD
- 6009776
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 331 Newman Springs Road, Building 2, Suite 312- 3rd Floor, Red Bank, NJ 07701
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- hjsims.com
Where does Elizabeth Teifer work?
Elizabeth Teifer is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Elizabeth Teifer a financial advisor?
Yes. Elizabeth Teifer has a current investment-adviser registration in Connecticut and New Jersey, through Herbert J. Sims Capital Management since June 2020.
How many years of experience does Elizabeth Teifer have?
Elizabeth Teifer has 14 years in the financial industry, since February 2012, across 1 adviser firm.
What exams has Elizabeth Teifer passed?
Elizabeth Teifer has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2012. FINRA credited Elizabeth Teifer with the SIE, which began in October 2018.
Where is Elizabeth Teifer based?
Elizabeth Teifer’s registered office is in Red Bank, NJ.
Is Elizabeth Teifer registered with FINRA?
Yes. Elizabeth Teifer has a current broker registration, under CRD 6009776.
Source: FINRA BrokerCheck
How can I verify Elizabeth Teifer’s record?
Search CRD 6009776 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Elizabeth Teifer’s full registration record.
