Elizabeth Sturgeon has been an investment adviser representative at Wealth Advisory Solutions since August 2017, and is not listed among the firm’s executive officers or direct owners.
Wealth Advisory Solutions, LLC is a Zionsville, IN firm with $599M under management, 684 clients and 8 advisers across 4 offices, as of its March 2026 filing.
Elizabeth Sturgeon’s longest registration is the current one, 9 years at Wealth Advisory Solutions since 2017. Before joining Wealth Advisory Solutions in 2017, Elizabeth Sturgeon was registered through Morgan Stanley and Citigroup Global Markets Inc.
- – present · 9 yearsBrownsburg, IN · Adviser representative · Firm CRD 288903
- Morgan Stanley– · 8 yearsIndianapolis, IN · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 2 yearsIndianapolis, IN · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Elizabeth Sturgeon is registered as an investment adviser representative in Indiana, since August 2017.
- IndianaSince 17 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 May 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 May 2001 |
| Series 7 | General Securities Representative Examination | 21 March 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Elizabeth A Sturgeon
- CRD
- 4289855
- Firm
- Wealth Advisory Solutions · CRD 288903
- Office
- 7230 Arbuckle Commons, Suite 233, Brownsburg, IN 46112
- Registration
- Investment adviser registration
- In the industry since
- March 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Elizabeth Sturgeon work?
Elizabeth Sturgeon is an investment adviser representative registered through Wealth Advisory Solutions, LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is Elizabeth Sturgeon a financial advisor?
Yes. Elizabeth Sturgeon has a current investment-adviser registration in Indiana, through Wealth Advisory Solutions since August 2017.
How many years of experience does Elizabeth Sturgeon have?
Elizabeth Sturgeon has 25 years in the financial industry, since March 2001, across 3 adviser firms.
What exams has Elizabeth Sturgeon passed?
Elizabeth Sturgeon has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 2001. FINRA credited Elizabeth Sturgeon with the SIE, which began in October 2018.
Where did Elizabeth Sturgeon work before Wealth Advisory Solutions?
Before Wealth Advisory Solutions, Elizabeth Sturgeon was registered through Citigroup Global Markets Inc., May 2007 to June 2009.
Where is Elizabeth Sturgeon based?
Elizabeth Sturgeon’s registered office is in Brownsburg, IN.
Is Elizabeth Sturgeon registered with FINRA?
No. Elizabeth Sturgeon has no current broker registration.
How can I verify Elizabeth Sturgeon’s record?
Search CRD 4289855 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Sturgeon’s full registration record.
- Kimberly CusterManaging Member/CCO
- Tyler NeedlerManaging Member
- Steven KyburzManaging Member