Elizabeth Luna has been Vice President & Managing Director of Aria Wealth Management since April 2019, is a control person of the firm and directly owns under 5% of it. Elizabeth Luna studied at Santa Clara University.
Aria Wealth Management, Inc. is a Saratoga, CA firm with $130M under management, 249 clients and 6 advisers across 5 offices, as of its April 2026 filing.
Elizabeth Luna is Vice President of Wealth Management of ARIA Wealth Management, based in Saratoga, CA. Luna leads the firm's financial planning efforts. She serves as President and Board Member of Grail Family Services, a San Jose nonprofit, and as a Board Director of the Santa Clara University Alumni Association Board.
Elizabeth Luna’s longest registration was 11 years at Concert Wealth Management (2006–2018). Before joining Aria Wealth Management in 2017, Elizabeth Luna was registered through Institute for Wealth Advisors, Inc. and Sowell Management Services.
- Aria Wealth ManagementCurrent– present · 9 yearsSaratoga, CA · Adviser representative · Firm CRD 288450
- Institute for Wealth Advisors, Inc.– · 1 yearSan Jose, CA · Adviser representative · Firm CRD 149347
- Sowell Management Services– · under a yearSan Jose, CA · Adviser representative · Firm CRD 127145
- Concert Capital Management– · 2 yearsSan Jose, CA · Adviser representative · Firm CRD 158763
- Private Client Advisors– · 2 yearsSan Jose, CA · Adviser representative · Firm CRD 158777
- Concert Wealth Management– · 11 yearsSan Jose, CA · Adviser representative · Firm CRD 141253
Professional designations
Listed by Aria Wealth Management
- Accredited Investment Fiduciary® (AIF®)
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 June 2006 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 5198499
- Firm
- Aria Wealth Management · CRD 288450
- Role
- Vice President & Managing Director
- Office
- 20640 3RD STEET, SUITE 300, Saratoga, CA 95070
- Registration
- Investment adviser registration
- In the industry since
- November 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ariawm.com
Where does Elizabeth Luna work?
Elizabeth Luna has been Vice President & Managing Director of Aria Wealth Management, Inc. since April 2019, and is a control person of the firm.
Is Elizabeth Luna a financial advisor?
Yes. Elizabeth Luna has a current investment-adviser registration, through Aria Wealth Management since September 2017.
How many years of experience does Elizabeth Luna have?
Elizabeth Luna has 19 years in the financial industry, since November 2006, across 6 adviser firms.
What exams has Elizabeth Luna passed?
Elizabeth Luna passed the Series 65 in June 2006.
Where did Elizabeth Luna work before Aria Wealth Management?
Before Aria Wealth Management, Elizabeth Luna was registered through Sowell Management Services, September 2016 to January 2017; Concert Capital Management, October 2011 to June 2014; Private Client Advisors, October 2011 to June 2014.
Where is Elizabeth Luna based?
Elizabeth Luna’s registered office is in Saratoga, CA.
Is Elizabeth Luna registered with FINRA?
No. Elizabeth Luna has no current broker registration.
How can I verify Elizabeth Luna’s record?
Search CRD 5198499 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Luna’s full registration record.
