Elizabeth Clark has been Principal, Chief Compliance Officer, Chief Operations Officer, Member of Heritage Financial since October 2016, is a control person of the firm and directly owns between 25% and 50% of it.
Heritage Financial, LLC is a Gainesville, VA firm with $408M under management, 350 clients and 7 advisers across 3 offices, as of its June 2026 filing.
Elizabeth Clark’s longest registration is the current one, 10 years at Heritage Financial since 2016. Before joining Heritage Financial in 2016, Elizabeth Clark was registered through Navigator Wealth Management, LLC.
- Heritage Financial LLCCurrent– present · 10 yearsGainesville, VA · Adviser representative · Firm CRD 285149
- Navigator Wealth Management, LLC– · under a yearMcLean, VA · Adviser representative · Firm CRD 115991
Investment adviser representative registrations
Elizabeth Clark is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2016; the most recent is Texas, in October 2022.
- TexasResidentSince 27 October 2022
- VirginiaSince 20 October 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 May 2016 |
| Series 7 | General Securities Representative Examination | 15 December 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 January 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 December 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Elizabeth Lannon Clark
- CRD
- 4993390
- Firm
- Heritage Financial · CRD 285149
- Role
- Principal, Chief Compliance Officer, Chief Operations Officer, Member
- Office
- 7001 HERITAGE VILLAGE PLAZA, SUITE 190, Gainesville, VA 20155
- Registration
- Investment adviser registration
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Elizabeth Clark work?
Elizabeth Clark has been Principal, Chief Compliance Officer, Chief Operations Officer, Member of Heritage Financial, LLC since October 2016, and is a control person of the firm.
Is Elizabeth Clark a financial advisor?
Yes. Elizabeth Clark has a current investment-adviser registration in Texas and Virginia, through Heritage Financial since October 2016.
How many years of experience does Elizabeth Clark have?
Elizabeth Clark has 13 years in the financial industry, since November 2012, across 2 adviser firms.
What exams has Elizabeth Clark passed?
Elizabeth Clark has passed 5 licensing exams: the Series 6, Series 63, Series 65, Series 7 and Series 66. The earliest, the Series 6, was passed in December 2006. FINRA credited Elizabeth Clark with the SIE, which began in October 2018.
Where did Elizabeth Clark work before Heritage Financial?
Before Heritage Financial, Elizabeth Clark was registered through Navigator Wealth Management, LLC, April 2010 to April 2011.
Where is Elizabeth Clark based?
Elizabeth Clark’s registered office is in Gainesville, VA.
Is Elizabeth Clark registered with FINRA?
No. Elizabeth Clark has no current broker registration.
How can I verify Elizabeth Clark’s record?
Search CRD 4993390 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Clark’s full registration record.
