Elisea Frishberg has been an investment adviser representative at Compass Financial Management since February 2024, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Elisea Frishberg’s longest registration was 12 years at Elisea Frishberg Advisory Group, L.L.C. (2012–2024). Before joining Compass Financial Management in 2024, Elisea Frishberg was registered through Elisea Frishberg Advisory Group, L.L.C. and Crocker, White & Frishberg Advisory Group.
- – present · 2 yearsHialeah, FL · Adviser representative · Firm CRD 156345
- Elisea Frishberg Advisory Group, L.L.C.– · 12 yearsMiami, FL · Adviser representative · Firm CRD 159032
- Crocker, White & Frishberg Advisory Group– · 9 yearsCoconut Creek, FL · Adviser representative · Firm CRD 159032
- Barrington Financial Advisors Inc– · under a yearHouston, TX · Adviser representative · Firm CRD 109386
Investment adviser representative registrations
Elisea Frishberg is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2024; the most recent is Florida, in May 2024.
- FloridaSince 2 May 2024
- TexasResidentSince 14 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 October 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 April 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 October 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Elisea Tantuan Frishberg
- CRD
- 2092508
- Firm
- Compass Financial Management · CRD 156345
- Office
- Hialeah, FL
- Registration
- Investment adviser registration
- In the industry since
- July 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Elisea Frishberg work?
Elisea Frishberg is an investment adviser representative registered through Compass Financial Management LLC since February 2024, and is not listed among the firm’s executive officers or direct owners.
Is Elisea Frishberg a financial advisor?
Yes. Elisea Frishberg has a current investment-adviser registration in Florida and Texas, through Compass Financial Management since February 2024.
How many years of experience does Elisea Frishberg have?
Elisea Frishberg has 17 years in the financial industry, since July 2009, across 3 adviser firms.
What exams has Elisea Frishberg passed?
Elisea Frishberg has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in October 1995.
Where did Elisea Frishberg work before Compass Financial Management?
Before Compass Financial Management, Elisea Frishberg was registered through Crocker, White & Frishberg Advisory Group, January 2012 to December 2021; Barrington Financial Advisors Inc, February 2011 to July 2011.
Where is Elisea Frishberg based?
Elisea Frishberg’s registered office is in Hialeah, FL.
Is Elisea Frishberg registered with FINRA?
No. Elisea Frishberg has no current broker registration.
How can I verify Elisea Frishberg’s record?
Search CRD 2092508 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elisea Frishberg’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member