Edwin Reynolds has been an investment adviser representative at Lombard Advisers since April 2000, and is not listed among the firm’s executive officers or direct owners.
Lombard Advisers Incorporated is a Baltimore, MD firm with $670M under management, 985 clients and 30 advisers across 24 offices, as of its March 2026 filing.
- – present · 26 yearsBaltimore, MD · Adviser representative · Firm CRD 108231
Investment adviser representative registrations
Edwin Reynolds is registered as an investment adviser representative in 2 states. The first approvals date from April 2000; the most recent is New Jersey, in December 2020.
- MarylandSince 24 April 2000
- New JerseySince 8 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 20 March 2000 |
| Series 24 | General Securities Principal Examination | 30 April 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 28 September 1995 |
| Series 5 | Interest Rate Options Examination | 8 February 1982 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 September 1981 |
| Series 1 | Registered Representative Examination | 21 December 1971 |
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Edwin Major Reynolds
- CRD
- 374634
- Firm
- Lombard Advisers · CRD 108231
- Office
- 1820 LANCASTER STREET, Baltimore, MD 21231
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1971
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Edwin Reynolds work?
Edwin Reynolds is an investment adviser representative registered through Lombard Advisers Incorporated since April 2000, and is not listed among the firm’s executive officers or direct owners.
Is Edwin Reynolds a financial advisor?
Yes. Edwin Reynolds has a current investment-adviser registration in Maryland and New Jersey, through Lombard Advisers since April 2000.
How many years of experience does Edwin Reynolds have?
Edwin Reynolds has 54 years in the financial industry, since December 1971, across 1 adviser firm.
What exams has Edwin Reynolds passed?
Edwin Reynolds has passed 8 licensing exams: the Series 1, Series 63, Series 5, Series 26, Series 24, Series 65, Series 7TO and Series 6TO. The earliest, the Series 1, was passed in December 1971. FINRA credited Edwin Reynolds with the SIE, which began in October 2018.
Where is Edwin Reynolds based?
Edwin Reynolds’ registered office is in Baltimore, MD.
Is Edwin Reynolds registered with FINRA?
Yes. Edwin Reynolds has a current broker registration, under CRD 374634.
Source: FINRA BrokerCheck
How can I verify Edwin Reynolds’ record?
Search CRD 374634 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Edwin Reynolds’ full registration record.