Edward Woolery has been President / Chief Compliance Officer of DST Wealth Management since April 2019, is a control person of the firm and directly owns 75% or more of it.
DST Wealth Management LLC is an Indian Wells, CA firm with $532M under management, 197 clients and 5 advisers in one office, as of its February 2026 filing.
- DST Wealth Management LLCCurrent– present · 7 yearsIndian Wells, CA · Adviser representative · Firm CRD 302110
Investment adviser representative registrations
Edward Woolery is registered as an investment adviser representative in 4 states. The first approvals date from May 2019; the most recent is Texas, in November 2019.
- ArizonaSince 3 October 2019
- CaliforniaSince 31 May 2019
- FloridaSince 15 August 2019
- TexasSince 22 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 May 2017 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 2012 |
| Series 22 | Direct Participation Programs Representative Examination | 4 June 2012 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Full name
- Edward Richard Woolery
- CRD
- 6064191
- Firm
- DST Wealth Management · CRD 302110
- Role
- President / Chief Compliance Officer
- Office
- 45110 CLUB DRIVE, SUITE B, Indian Wells, CA 92210
- Registration
- Investment adviser registration
- In the industry since
- May 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Edward Woolery work?
Edward Woolery has been President / Chief Compliance Officer of DST Wealth Management LLC since April 2019, and is a control person of the firm.
Is Edward Woolery a financial advisor?
Yes. Edward Woolery has a current investment-adviser registration in Arizona, California, Florida and Texas, through DST Wealth Management since May 2019.
How many years of experience does Edward Woolery have?
Edward Woolery has 7 years in the financial industry, since May 2019, across 1 adviser firm.
What exams has Edward Woolery passed?
Edward Woolery has passed 3 licensing exams: the Series 22, Series 63 and Series 65. The earliest, the Series 22, was passed in June 2012. FINRA credited Edward Woolery with the SIE, which began in October 2018.
Where is Edward Woolery based?
Edward Woolery’s registered office is in Indian Wells, CA.
Is Edward Woolery registered with FINRA?
No. Edward Woolery has no current broker registration.
How can I verify Edward Woolery’s record?
Search CRD 6064191 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Edward Woolery’s full registration record.