Dustin Rinaldi has been Chief Compliance Officer/Investment Advisor Representative/Shareholder of Rinaldi Wealth Management since January 2017, is a control person of the firm and directly owns 75% or more of it.
Rinaldi Wealth Management, Inc. is a Bonita Springs, FL firm with $243M under management, 363 clients and 3 advisers in one office, as of its February 2026 filing.
Dustin Rinaldi’s longest registration was 7 years at Independent Financial Partners (2014–2022). Before joining Rinaldi Wealth Management in 2021, Dustin Rinaldi was registered through LPL Financial LLC and Independent Financial Partners.
- – present · 4 yearsBonita Springs, FL · Adviser representative · Firm CRD 311583
- LPL Financial LLC– · 2 yearsBonita Springs, FL · Adviser representative · Firm CRD 6413
- Independent Financial Partners– · 7 yearsBonita Springs, FL · Adviser representative · Firm CRD 125112
- Raymond James Financial Services Advisors, Inc– · 2 yearsBonita Springs, FL · Adviser representative · Firm CRD 149018
- Ciccarelli Advisory Services Inc– · 3 yearsBonita Springs, FL · Adviser representative · Firm CRD 110904
- FSC Securities Corporation– · 4 yearsBonita Springs, FL · Adviser representative · Firm CRD 7461
Investment adviser representative registrations
Dustin Rinaldi is registered as an investment adviser representative in 2 states. The first approvals date from November 2021; the most recent is Texas, in February 2022.
- FloridaSince 23 November 2021
- TexasSince 18 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 12 September 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 September 2005 |
| Series 7 | General Securities Representative Examination | 26 September 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Dustin Carl Rinaldi
- CRD
- 5006872
- Firm
- Rinaldi Wealth Management · CRD 311583
- Role
- Chief Compliance Officer/Investment Advisor Representative/Shareholder
- Office
- 24311 WALDEN CENTER DRIVE, SUITE 100, Bonita Springs, FL 34134
- Registration
- Investment adviser registration
- In the industry since
- December 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Dustin Rinaldi work?
Dustin Rinaldi has been Chief Compliance Officer/Investment Advisor Representative/Shareholder of Rinaldi Wealth Management, Inc. since January 2017, and is a control person of the firm.
Is Dustin Rinaldi a financial advisor?
Yes. Dustin Rinaldi has a current investment-adviser registration in Florida and Texas, through Rinaldi Wealth Management since November 2021.
How many years of experience does Dustin Rinaldi have?
Dustin Rinaldi has 20 years in the financial industry, since December 2005, across 6 adviser firms.
What exams has Dustin Rinaldi passed?
Dustin Rinaldi has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2005. FINRA credited Dustin Rinaldi with the SIE, which began in October 2018.
Where did Dustin Rinaldi work before Rinaldi Wealth Management?
Before Rinaldi Wealth Management, Dustin Rinaldi was registered through LPL Financial LLC, July 2016 to September 2018; Raymond James Financial Services Advisors, Inc, October 2011 to May 2014; Ciccarelli Advisory Services Inc, June 2008 to November 2011; FSC Securities Corporation, September 2007 to September 2011.
Where is Dustin Rinaldi based?
Dustin Rinaldi’s registered office is in Bonita Springs, FL.
Is Dustin Rinaldi registered with FINRA?
No. Dustin Rinaldi has no current broker registration.
How can I verify Dustin Rinaldi’s record?
Search CRD 5006872 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Dustin Rinaldi’s full registration record.