Career
Drew Nemeth has been Director, Compliance & Operations - Supervisory Principal of Great Valley Advisor Group since August 2020. Drew Nemeth is not listed as a control person, but directly owns under 5% of the firm.
Great Valley Advisor Group, LLC is a Berwyn, PA firm with $10.6B under management, 37,014 clients and 192 advisers across 73 offices, as of its September 2026 filing.
Drew Nemeth works in compliance and operations at Great Valley Advisor Group and has held financial-industry operations and compliance roles.
- – present · 12 years, · Adviser representative · Firm CRD 123913
- LPL Financial LLCAlso current– present · 18 yearsChurchville, PA · Adviser representative and broker · Firm CRD 6413
- LPL Financial LLC– · 7 yearsWarwick, PA · Adviser representative · Firm CRD 6413
- Wachovia Securities, LLC– · 1 yearTrenton, NJ · Adviser representative · Firm CRD 19616
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Pennsylvania | Approved | 12 September 2014 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 28 April 2017 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 August 2006 |
| Series 7 | General Securities Representative Examination | 17 March 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 May 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 April 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Drew Alton Nemeth
- CRD
- 4520631
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Drew Nemeth work?
Drew Nemeth has been Director, Compliance & Operations - Supervisory Principal of Great Valley Advisor Group, LLC since August 2020.
Is Drew Nemeth a financial advisor?
Yes. Drew Nemeth has a current investment-adviser registration in Pennsylvania, through Great Valley Advisor Group since September 2014.
How many years of experience does Drew Nemeth have?
Drew Nemeth has 23 years in the financial industry, since November 2002, across 3 adviser firms.
What exams has Drew Nemeth passed?
Drew Nemeth has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 65 and Series 24. The earliest, the Series 63, was passed in April 2002. FINRA credited Drew Nemeth with the SIE, which began in October 2018.
Where did Drew Nemeth work before Great Valley Advisor Group?
Before Great Valley Advisor Group, Drew Nemeth was registered through Wachovia Securities, LLC, August 2006 to December 2007.