Douglas Thompson has been an investment adviser representative at Regatta Research & Money Management since November 2014, and is not listed among the firm’s executive officers or direct owners.
Regatta Research & Money Management L.L.C. is a Metairie, LA firm with $211M under management, 554 clients and 6 advisers across 2 offices, as of its May 2026 filing.
- – present · 11 yearsBaton Rouge, LA · Adviser representative · Firm CRD 113181
Investment adviser representative registrations
Douglas Thompson is registered as an investment adviser representative in Louisiana, since November 2014.
- LouisianaSince 17 November 2014
Examinations
No examinations are on Douglas Thompson’s record.
- Full name
- Douglas W Thompson
- CRD
- 6402838
- Firm
- Regatta Research & Money Management · CRD 113181
- Office
- 17425 JEFFERSON HWY, STE C, Baton Rouge, LA 70817
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Thompson work?
Douglas Thompson is an investment adviser representative registered through Regatta Research & Money Management L.L.C. since November 2014, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Thompson a financial advisor?
Yes. Douglas Thompson has a current investment-adviser registration in Louisiana, through Regatta Research & Money Management since November 2014.
How many years of experience does Douglas Thompson have?
Douglas Thompson has 11 years in the financial industry, since November 2014, across 1 adviser firm.
Where is Douglas Thompson based?
Douglas Thompson’s registered office is in Baton Rouge, LA.
Is Douglas Thompson registered with FINRA?
No. Douglas Thompson has no current broker registration.
How can I verify Douglas Thompson’s record?
Search CRD 6402838 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Thompson’s full registration record.