Deanna Richmond is a control person of Regatta Research & Money Management and directly owns under 5% of it. Deanna Richmond holds a Bachelor of Arts in Psychology from Southeastern Louisiana University.
Regatta Research & Money Management is an investment adviser based in Metairie, LA, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $211 million, as filed on 20 May 2026. Its fees, ownership and offices are on the firm’s profile.
Deanna Richmond is Chief Compliance Officer of Regatta Research & Money Management, based in Metairie, LA. She has been a member of the firm for over 13 years and oversees its compliance program and billing, and supports many of its operational and administrative functions. Before joining Regatta, she built a background in customer service across a variety of industries.
- CRD
- 7091379
- Firm
- Regatta Research & Money Management · CRD 113181
- Role
- Chief Compliance Officer
- In role since
- November 2018 · 7 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Metairie, LA
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- regattaresearch.com
Where does Deanna Richmond work?
Deanna Richmond has been Chief Compliance Officer of Regatta Research & Money Management L.L.C. since November 2018, and is a control person of the firm.
How can I verify Deanna Richmond’s record?
Deanna Richmond’s role is listed on Regatta Research & Money Management L.L.C.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 113181.