Douglas Taylor has been Managing Member/Chief Compliance Officer of Taylor Wealth Management since May 2004, is a control person of the firm and directly owns 75% or more of it.
Taylor Wealth Management, LLC is a Torrance, CA firm with $171M under management, 63 clients and 1 adviser in one office, as of its February 2026 filing.
Douglas Taylor is with Taylor Wealth Management, based in Torrance, CA. His experience includes work as a CPA with a Big Four firm in Houston, London and Los Angeles, and two years as part of a Forbes 400 billionaire's financial team.
Douglas Taylor’s longest registration is the current one, 21 years at Taylor Wealth Management since 2005. Before joining Taylor Wealth Management in 2005, Douglas Taylor was registered through Linsco/Private Ledger Corp.
- – present · 21 yearsTorrance, CA · Adviser representative · Firm CRD 132955
- Linsco/Private Ledger Corp.– · under a yearTorrance, CA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Taylor Wealth Management
- Certified Financial Planner (CFP®)
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Douglas Taylor is registered as an investment adviser representative in California, since January 2005.
- CaliforniaSince 13 January 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 September 2003 |
| Series 7 | General Securities Representative Examination | 28 August 2003 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas Edward Taylor
- CRD
- 4700387
- Firm
- Taylor Wealth Management · CRD 132955
- Role
- Managing Member/Chief Compliance Officer
- Office
- 3655 TORRANCE BLVD., SUITE 347, Torrance, CA 90503
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- taylorwealth.com
Where does Douglas Taylor work?
Douglas Taylor has been Managing Member/Chief Compliance Officer of Taylor Wealth Management, LLC since May 2004, and is a control person of the firm.
Is Douglas Taylor a financial advisor?
Yes. Douglas Taylor has a current investment-adviser registration in California, through Taylor Wealth Management since January 2005.
How many years of experience does Douglas Taylor have?
Douglas Taylor has 22 years in the financial industry, since May 2004, across 2 adviser firms.
What exams has Douglas Taylor passed?
Douglas Taylor has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2003.
Where did Douglas Taylor work before Taylor Wealth Management?
Before Taylor Wealth Management, Douglas Taylor was registered through Linsco/Private Ledger Corp., September 2003 to May 2004.
Where is Douglas Taylor based?
Douglas Taylor’s registered office is in Torrance, CA.
Is Douglas Taylor registered with FINRA?
No. Douglas Taylor has no current broker registration.
Is Douglas Taylor a CFP?
Taylor Wealth Management lists Douglas Taylor with the CFP credential (“Certified Financial Planner (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Douglas Taylor’s record?
Search CRD 4700387 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Taylor’s full registration record.