Douglas Suhr has been an investment adviser representative at Whitener Capital Management since December 2020, and is not listed among the firm’s executive officers or direct owners.
Whitener Capital Management, Inc is a Rocky Mount, NC firm with $598M under management, 851 clients and 5 advisers across 3 offices, as of its February 2026 filing.
Douglas Suhr’s longest registration is the current one, 5 years at Whitener Capital Management since 2020. Before joining Whitener Capital Management in 2020, Douglas Suhr was registered through Mercer Global Advisors Inc. and Tiaa-Cref Advice and Planning Services.
- – present · 5 yearsMiddletown, RI · Adviser representative · Firm CRD 106865
- Mercer Global Advisors Inc.– · 5 yearsFairfield, CT · Adviser representative · Firm CRD 147363
- Tiaa-Cref Advice and Planning Services– · 1 yearProvidence, RI · Adviser representative · Firm CRD 20472
- Strategic Advisers, Inc.– · 1 yearBraintree, MA · Adviser representative · Firm CRD 104555
- Charter Research & Investment Group Inc– · 4 yearsFairfield, CT · Adviser representative · Firm CRD 106452
- Charles Schwab & Co., Inc.– · 3 yearsWest Hartford, CT · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Douglas Suhr is registered as an investment adviser representative in 2 states. Each was approved in December 2020.
- North CarolinaSince 23 December 2020
- Rhode IslandSince 23 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 27 March 2012 |
| Series 7 | General Securities Representative Examination | 8 March 2012 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 11 February 2002 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 4 February 2002 |
| Series 3 | National Commodity Futures Examination | 9 June 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 14 April 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Douglas William Suhr
- CRD
- 2774201
- Firm
- Whitener Capital Management · CRD 106865
- Office
- Middletown, RI
- Registration
- Investment adviser registration
- In the industry since
- November 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Suhr work?
Douglas Suhr is an investment adviser representative registered through Whitener Capital Management, Inc since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Suhr a financial advisor?
Yes. Douglas Suhr has a current investment-adviser registration in North Carolina and Rhode Island, through Whitener Capital Management since December 2020.
How many years of experience does Douglas Suhr have?
Douglas Suhr has 21 years in the financial industry, since November 2004, across 6 adviser firms.
What exams has Douglas Suhr passed?
Douglas Suhr has passed 6 licensing exams: the Series 65, Series 3, Series 9, Series 10, Series 7 and Series 63. The earliest, the Series 65, was passed in April 1997. FINRA credited Douglas Suhr with the SIE, which began in October 2018.
Where did Douglas Suhr work before Whitener Capital Management?
Before Whitener Capital Management, Douglas Suhr was registered through Mercer Global Advisors Inc., June 2015 to December 2020; Tiaa-Cref Advice and Planning Services, October 2013 to June 2015; Strategic Advisers, Inc., April 2012 to October 2013; Charter Research & Investment Group Inc, January 2008 to February 2012; Charles Schwab & Co., Inc., August 2000 to January 2004.
Where is Douglas Suhr based?
Douglas Suhr’s registered office is in Middletown, RI.
Is Douglas Suhr registered with FINRA?
No. Douglas Suhr has no current broker registration.
How can I verify Douglas Suhr’s record?
Search CRD 2774201 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Suhr’s full registration record.
