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Douglas Regan

Founding Partner & Co-Chairman at Cresset Asset Management

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Douglas Regan is Founding Partner & Co-Chairman of Cresset Asset Management, LLC, a Chicago investment adviser managing $78.9B. Douglas Regan has passed 5 licensing exams.

Role at Cresset Asset Management

Title on Schedule A
Founding Partner & Co-Chairman
Control
Douglas Regan is a control person of Cresset Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Douglas Regan has held the filed role since January 2019.

The firm

Cresset Asset Management, LLC
Chicago, IL

Form ADV filed 13 August 2026

$78.9B AUM4,911 clients187 advisers17 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2017
  2. Passed Series 63, Series 9 and Series 10 · 2014
  3. Passed Series 7 · 2013

Registrations and exams

No current adviser or broker registration. Douglas Regan has passed 5 qualifying exams.

Examinations

Series 6330 January 2014
Name
Uniform Securities Agent State Law Examination
Series 106 August 2014
Name
General Securities Sales Supervisor - General Module Examination
Series 921 April 2014
Name
General Securities Sales Supervisor - Options Module Examination
SIE6 June 2017
Name
Securities Industry Essentials Examination
Series 714 August 2013
Name
General Securities Representative Examination

Individual record

Full name
Douglas Patrick Regan
CRD
1835392
Firm
Cresset Asset Management, LLC
Registration status
No current adviser or broker registration
Firm bio
cressetcapital.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Cresset lists Doug Regan as Founding Partner and Co-Chairman. CRESSET ASSET MANAGEMENT, LLC official team biography

Common questions

Where does Douglas Regan work?

Douglas Regan has been Founding Partner & Co-Chairman of Cresset Asset Management, LLC since January 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 13 August 2026

Does Douglas Regan have a current investment-adviser registration?

Douglas Regan has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Douglas Regan passed?

Douglas Regan has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and SIE. The earliest, the Series 7, was passed in August 2013.

Source: IAPD individual record, checked 17 October 2026

Leadership at Cresset Asset Management

Sources

  1. IAPD individual record, CRD 1835392. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cresset Asset Management, LLC, filed 13 August 2026. Title, control and ownership bands.
  3. Cresset Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Douglas Regan or Cresset Asset Management, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.