Douglas Peterson has been an investment adviser representative at Adams Wealth Management since August 2020, and is not listed among the firm’s executive officers or direct owners.
Adams Wealth Management LLC is a Logan, UT firm with $566M under management, 703 clients and 11 advisers across 2 offices, as of its August 2026 filing.
Douglas Peterson’s longest registration is the current one, 6 years at Adams Wealth Management since 2020. Before joining Adams Wealth Management in 2020, Douglas Peterson was registered through Kovack Advisors, Inc.
- Adams Wealth AdvisorsCurrent– present · 6 yearsLogan, UT · Adviser representative · Firm CRD 286087
- Kovack Advisors, Inc.– · under a yearFort Lauderdale, FL · Adviser representative · Firm CRD 140808
Investment adviser representative registrations
Douglas Peterson is registered as an investment adviser representative in 2 states. Each was approved in August 2020.
- TexasSince 28 August 2020
- UtahSince 28 August 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 15 February 2023 |
| Series 66 | Uniform Combined State Law Examination | 18 April 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 2015 |
| Series 7 | General Securities Representative Examination | 22 August 2015 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas Bradley Peterson
- CRD
- 6530643
- Firm
- Adams Wealth Management · CRD 286087
- Office
- 701 S MAIN, SUITE #400, Logan, UT 84321
- Registration
- Investment adviser registration
- In the industry since
- March 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Peterson work?
Douglas Peterson is an investment adviser representative registered through Adams Wealth Management LLC since August 2020, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Peterson a financial advisor?
Yes. Douglas Peterson has a current investment-adviser registration in Texas and Utah, through Adams Wealth Management since August 2020.
How many years of experience does Douglas Peterson have?
Douglas Peterson has 10 years in the financial industry, since March 2016, across 2 adviser firms.
What exams has Douglas Peterson passed?
Douglas Peterson has passed 4 licensing exams: the Series 7, Series 63, Series 66 and Series 3. The earliest, the Series 7, was passed in August 2015. FINRA credited Douglas Peterson with the SIE, which began in October 2018.
Where did Douglas Peterson work before Adams Wealth Management?
Before Adams Wealth Management, Douglas Peterson was registered through Kovack Advisors, Inc., April 2019 to January 2020.
Where is Douglas Peterson based?
Douglas Peterson’s registered office is in Logan, UT.
Is Douglas Peterson registered with FINRA?
No. Douglas Peterson has no current broker registration.
How can I verify Douglas Peterson’s record?
Search CRD 6530643 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Peterson’s full registration record.
