Tong Bai has held the title Member at Adams Wealth Management since February 2026, is not listed as a control person, but directly owns under 5% of the firm.
Adams Wealth Management LLC is a Logan, UT firm with $566M under management, 703 clients and 11 advisers across 2 offices, as of its August 2026 filing.
No adviser firm registrations are on Tong Bai’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 28 April 2020 |
| Series 7TO | General Securities Representative Examination | 6 March 2020 |
| SIE | Securities Industry Essentials Examination | 13 December 2019 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7186810
- Firm
- Adams Wealth Management · CRD 286087
- Role
- Member
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Tong Bai work?
Tong Bai has held the title Member at Adams Wealth Management LLC since February 2026.
Does Tong Bai have a current investment-adviser registration?
Tong Bai has no current investment-adviser or broker registration.
What exams has Tong Bai passed?
Tong Bai has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in December 2019.
Is Tong Bai registered with FINRA?
No. Tong Bai has no current broker registration.
How can I verify Tong Bai’s record?
Search CRD 7186810 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Tong Bai’s full registration record.
