Douglas Mackay has been CEO & CIO of Broadleaf Partners since September 2005, is a control person of the firm and directly owns between 50% and 75% of it. Douglas Mackay holds an MBA from Case Western Reserve University. Douglas Mackay studied at Miami University.
Broadleaf Partners, LLC is a Hudson, OH firm with $551M under management, 244 clients and 4 advisers in one office, as of its June 2026 filing.
Doug MacKay is founder, Chief Executive Officer and Chief Investment Officer of Broadleaf Partners, LLC. He sets the firm's overall investment strategy and is the primary portfolio manager of the Broadleaf Growth Equity Portfolio. He has over 30 years of investment experience. Before starting Broadleaf, he was involved in launching and managing a family of mutual funds.
Douglas Mackay’s longest registration is the current one, 20 years at Broadleaf Partners since 2005. Before joining Broadleaf Partners in 2005, Douglas Mackay was registered through Oak Associates LTD.
- Oak Associates LTD– · 9 yearsAkron, OH · Adviser representative · Firm CRD 108874
Professional designations
Listed by Broadleaf Partners
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Douglas Mackay is registered as an investment adviser representative in Ohio, since November 2005.
- OhioSince 14 November 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 16 June 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 May 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 May 1992 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 June 1991 |
| Series 2 | Non-Member General Securities Examination | 10 June 1991 |
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Non-Member General Securities Examination
- Full name
- Douglas Scott Mackay
- CRD
- 2154838
- Firm
- Broadleaf Partners · CRD 137433
- Role
- CEO & CIO
- Registration
- Investment adviser registration
- In the industry since
- May 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- broadleafpartners.com
Where does Douglas Mackay work?
Douglas Mackay has been CEO & CIO of Broadleaf Partners, LLC since September 2005, and is a control person of the firm.
Is Douglas Mackay a financial advisor?
Yes. Douglas Mackay has a current investment-adviser registration in Ohio, through Broadleaf Partners since November 2005.
How many years of experience does Douglas Mackay have?
Douglas Mackay has 30 years in the financial industry, since May 1996, across 2 adviser firms.
What exams has Douglas Mackay passed?
Douglas Mackay has passed 5 licensing exams: the Series 65, Series 2, Series 63, Series 6 and Series 26. The earliest, the Series 65, was passed in June 1991.
Where did Douglas Mackay work before Broadleaf Partners?
Before Broadleaf Partners, Douglas Mackay was registered through Oak Associates LTD, April 1996 to October 2005.
Is Douglas Mackay registered with FINRA?
No. Douglas Mackay has no current broker registration.
Is Douglas Mackay a CFA charterholder?
Broadleaf Partners lists Douglas Mackay with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Douglas Mackay’s record?
Search CRD 2154838 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Mackay’s full registration record.