Douglas Jones has been an investment adviser representative at Collaborative Wealth Management since October 2025, and is not listed among the firm’s executive officers or direct owners.
Collaborative Wealth Management, Inc. is a Lake Mary, FL firm with $653M under management, 937 clients and 9 advisers across 4 offices, as of its March 2026 filing.
Douglas Jones’ longest registration is the current one, 1 year at Collaborative Wealth Management since 2025. Before joining Collaborative Wealth Management in 2025, Douglas Jones was registered through Bankers Life Advisory Services, Inc.
- Collaborative WealthCurrent– present · 1 yearLake Mary, FL · Adviser representative · Firm CRD 142106
- Bankers Life Advisory Services, Inc.– · under a yearGainesville, FL · Adviser representative · Firm CRD 281285
Investment adviser representative registrations
Douglas Jones is registered as an investment adviser representative in Florida, since October 2025.
- FloridaSince 24 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 6 October 2024 |
| Series 7TO | General Securities Representative Examination | 13 September 2024 |
| SIE | Securities Industry Essentials Examination | 11 July 2024 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Douglas Hendricks Jones
- CRD
- 7955618
- Firm
- Collaborative Wealth Management · CRD 142106
- Office
- 972 International Parkway, Lake Mary, FL 32746
- Registration
- Investment adviser registration
- In the industry since
- February 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Douglas Jones work?
Douglas Jones is an investment adviser representative registered through Collaborative Wealth Management, Inc. since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Jones a financial advisor?
Yes. Douglas Jones has a current investment-adviser registration in Florida, through Collaborative Wealth Management since October 2025.
How many years of experience does Douglas Jones have?
Douglas Jones has 1 year in the financial industry, since February 2025, across 2 adviser firms.
What exams has Douglas Jones passed?
Douglas Jones has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in July 2024.
Where did Douglas Jones work before Collaborative Wealth Management?
Before Collaborative Wealth Management, Douglas Jones was registered through Bankers Life Advisory Services, Inc., October 2024 to May 2025.
Where is Douglas Jones based?
Douglas Jones’ registered office is in Lake Mary, FL.
Is Douglas Jones registered with FINRA?
No. Douglas Jones has no current broker registration.
How can I verify Douglas Jones’ record?
Search CRD 7955618 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Jones’ full registration record.
