Douglas Grove has been Vice President of Thrivent Advisor Network since July 2023, is a control person of the firm and directly owns under 5% of it.
Thrivent Advisor Network, LLC is a Minneapolis, MN firm with $6.84B under management, 14,732 clients and 119 advisers across 28 offices, as of its June 2026 filing.
Douglas Grove’s longest registration was 13 years at Principal Securities, Inc. (2005–2019).
- Thrivent Investment Management Inc.Also current– present · 5 yearsNaperville, IL · Adviser representative and broker · Firm CRD 18387
- Fidelity Personal and Workplace Advisors– · under a yearNaperville, IL · Adviser representative · Firm CRD 288590
- RMR Wealth Builders, Inc.– · under a yearNaperville, IL · Adviser representative · Firm CRD 169005
- Principal Securities, Inc.– · 13 yearsDowners Grove, IL · Adviser representative · Firm CRD 1137
Investment adviser representative registrations
Douglas Grove is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from March 2021; the most recent are Oklahoma and Texas, in August 2023.
- IllinoisSince 19 March 2021
- OklahomaSince 21 August 2023
- TexasResidentSince 21 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 December 2007 |
| Series 66 | Uniform Combined State Law Examination | 10 May 2005 |
| Series 7 | General Securities Representative Examination | 2 April 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 February 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 January 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Douglas Eugene Grove
- CRD
- 2440675
- Firm
- Thrivent Advisor Network · CRD 304569
- Role
- Vice President
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Douglas Grove work?
Douglas Grove has been Vice President of Thrivent Advisor Network, LLC since July 2023, and is a control person of the firm.
Is Douglas Grove a financial advisor?
Yes. Douglas Grove has a current investment-adviser registration in Illinois, Oklahoma and Texas.
How many years of experience does Douglas Grove have?
Douglas Grove has 31 years in the financial industry, since November 1994, across 4 adviser firms.
What exams has Douglas Grove passed?
Douglas Grove has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 66 and Series 24. The earliest, the Series 6, was passed in January 1994. FINRA credited Douglas Grove with the SIE, which began in October 2018.
Where was Douglas Grove previously registered as an investment adviser?
Douglas Grove has past investment-adviser registrations through Fidelity Personal and Workplace Advisors, January 2021 to March 2021; RMR Wealth Builders, Inc., January 2021 to January 2021; Principal Securities, Inc., May 2005 to February 2019, across 4 firms.
Is Douglas Grove registered with FINRA?
Yes. Douglas Grove has a current broker registration, under CRD 2440675.
Source: FINRA BrokerCheck
How can I verify Douglas Grove’s record?
Search CRD 2440675 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Douglas Grove’s full registration record.
- Matthew ArmstrongAssociate Vice President
- Arika JohnsonElected Manager and President
Juli WilderVice President- David BelotteChief Compliance Officer
- Rodney BaconAssistant Treasurer
- Caleb BousuElected Manager
- Nicholas CecereElected Manager
- Tonia GilchristChief Legal Officer & Secretary
- Paul JohnstonElected Manager
- Kari MarschTreasurer