David Belotte has been Chief Compliance Officer of Thrivent Advisor Network since January 2020, is a control person of the firm and directly owns under 5% of it. David Belotte holds a Bachelor of Business Administration in Finance and Economics from Baruch College.
Thrivent Advisor Network, LLC is a Minneapolis, MN firm with $6.84B under management, 14,732 clients and 119 advisers across 28 offices, as of its June 2026 filing.
David Belotte is Chief Compliance Officer of Thrivent Advisor Network. He leads all aspects of compliance for the firm and works with its community of advisors. Since 2010, he has led compliance teams as Deputy Chief Compliance Officer for Triad Advisors, CCO for Triad Hybrid Solutions, and CCO of ACG Wealth.
David Belotte’s longest registration is the current one, 6 years at Thrivent Advisor Network since 2020. Before joining Thrivent Advisor Network in 2020, David Belotte was registered through Rockefeller Capital Management and ACG Wealth Inc.
- – present · 6 yearsDacula, GA · Adviser representative · Firm CRD 304569
- Rockefeller Capital Management– · under a yearAtlanta, GA · Adviser representative · Firm CRD 291361
- ACG Wealth Inc.– · under a yearAtlanta, GA · Adviser representative · Firm CRD 150419
- Triad Hybrid Solutions, LLC– · 3 yearsNorcross, GA · Adviser representative · Firm CRD 171070
- Triad Advisors, LLC– · 5 yearsAtlanta, GA · Adviser representative · Firm CRD 25803
Professional designations
Listed by Thrivent Advisor Network
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
David Belotte is registered as an investment adviser representative in Georgia, since March 2020.
- GeorgiaSince 2 March 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 8 June 2007 |
| Series 24 | General Securities Principal Examination | 24 October 2006 |
| Series 3 | National Commodity Futures Examination | 25 June 2002 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 April 2002 |
| Series 7 | General Securities Representative Examination | 14 January 2002 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4418769
- Firm
- Thrivent Advisor Network · CRD 304569
- Role
- Chief Compliance Officer
- Office
- Dacula, GA
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- thriventadvisornetwork.com
Where does David Belotte work?
David Belotte has been Chief Compliance Officer of Thrivent Advisor Network, LLC since January 2020, and is a control person of the firm.
Is David Belotte a financial advisor?
Yes. David Belotte has a current investment-adviser registration in Georgia, through Thrivent Advisor Network since March 2020.
How many years of experience does David Belotte have?
David Belotte has 23 years in the financial industry, since February 2003, across 5 adviser firms.
What exams has David Belotte passed?
David Belotte has passed 6 licensing exams: the Series 7, Series 63, Series 3, Series 24, Series 4 and Series 99TO. The earliest, the Series 7, was passed in January 2002. FINRA credited David Belotte with the SIE, which began in October 2018.
Where did David Belotte work before Thrivent Advisor Network?
Before Thrivent Advisor Network, David Belotte was registered through Rockefeller Capital Management, April 2019 to January 2020; ACG Wealth Inc., July 2018 to March 2019; Triad Hybrid Solutions, LLC, October 2014 to July 2018; Triad Advisors, LLC, February 2013 to July 2018.
Where is David Belotte based?
David Belotte’s registered office is in Dacula, GA.
Is David Belotte registered with FINRA?
Yes. David Belotte has a current broker registration, under CRD 4418769.
Source: FINRA BrokerCheck
Is David Belotte a CFA charterholder?
Thrivent Advisor Network lists David Belotte with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
Source: David Belotte, CFA biography, thriventadvisornetwork.com
How can I verify David Belotte’s record?
Search CRD 4418769 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Belotte’s full registration record.
- Matthew ArmstrongAssociate Vice President
- Douglas GroveVice President
- Arika JohnsonElected Manager and President
Juli WilderVice President- Rodney BaconAssistant Treasurer
- Caleb BousuElected Manager
- Nicholas CecereElected Manager
- Tonia GilchristChief Legal Officer & Secretary
- Paul JohnstonElected Manager
- Kari MarschTreasurer