Douglas Cook has been an investment adviser representative at M1 Capital Management since May 2023, and is not listed among the firm’s executive officers or direct owners. Douglas Cook holds a Degree in Economics from Hillsdale College.
M1 Capital Management is a Troy, MI firm with $450M under management, 403 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Doug Cook is Financial Advisor at M1 Capital Management. He began his career in the finance industry at Marshall and Illsley Bank in 2005, then worked at Fidelity Investments in Salt Lake City, engaging clients in active trading and holistic financial planning. He joined M1 Capital Management in May 2023.
Douglas Cook’s longest registration was 8 years at Charles Schwab & Co., Inc. (2015–2023). Before joining M1 Capital Management in 2023, Douglas Cook was registered through Charles Schwab & Co., Inc. and Strategic Advisers, Inc.
- Integrity Alliance, LLC– · under a yearNovi, MI · Adviser representative · Firm CRD 139627
- M1 Capital Management LLCCurrent– present · 3 yearsTroy, MI · Adviser representative · Firm CRD 158269
- Charles Schwab & Co., Inc.– · 8 yearsNovi, MI · Adviser representative · Firm CRD 5393
- Strategic Advisers, Inc.– · 1 yearNovi, MI · Adviser representative · Firm CRD 104555
Investment adviser representative registrations
Douglas Cook is registered as an investment adviser representative in Michigan, since May 2023.
- MichiganSince 26 May 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 June 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 2011 |
| Series 7 | General Securities Representative Examination | 24 March 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Douglas Anders Cook
- CRD
- 5880237
- Firm
- M1 Capital Management · CRD 158269
- Office
- 200 E BIG BEAVER RD, STE 132, Troy, MI 48083
- Registration
- Investment adviser registration
- In the industry since
- January 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- m1capitalmanagement.com
Where does Douglas Cook work?
Douglas Cook is an investment adviser representative registered through M1 Capital Management since May 2023, and is not listed among the firm’s executive officers or direct owners.
Is Douglas Cook a financial advisor?
Yes. Douglas Cook has a current investment-adviser registration in Michigan, through M1 Capital Management since May 2023.
How many years of experience does Douglas Cook have?
Douglas Cook has 14 years in the financial industry, since January 2012, across 4 adviser firms.
What exams has Douglas Cook passed?
Douglas Cook has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 2011. FINRA credited Douglas Cook with the SIE, which began in October 2018.
Where did Douglas Cook work before M1 Capital Management?
Before M1 Capital Management, Douglas Cook was registered through Charles Schwab & Co., Inc., March 2015 to May 2023; Strategic Advisers, Inc., June 2012 to May 2014.
Where is Douglas Cook based?
Douglas Cook’s registered office is in Troy, MI.
Is Douglas Cook registered with FINRA?
No. Douglas Cook has no current broker registration.
How can I verify Douglas Cook’s record?
Search CRD 5880237 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Douglas Cook’s full registration record.