Donald Loyd has been CCO/President of Loyd Financial Management since December 1998, is a control person of the firm and directly owns 75% or more of it. Donald Loyd holds a BBA from the University of Miami, an MBA from the University of Denver and a JD from the University of Denver.
Loyd Financial Management Inc. is a Centennial, CO firm with $134M under management, 149 clients and 1 adviser in one office, as of its February 2026 filing.
Don Loyd is President of Loyd Financial Management, Inc., based in Centennial, Colorado. He has been in the financial planning industry for over 30 years. He was admitted by the Supreme Court of Colorado to practice law in 1987 and maintains his Colorado attorney's license without actively practicing law. He previously served as an arbitrator for the Financial Industry Regulatory Authority, Inc. (FINRA).
Donald Loyd’s longest registration is the current one, 8 years at Loyd Financial Management since 2018. Before joining Loyd Financial Management in 2018, Donald Loyd was registered through Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
- – present · 8 yearsCentennial, CO · Adviser representative · Firm CRD 112236
- Signator Investors, Inc.– · 1 yearCentennial, CO · Adviser representative · Firm CRD 468
- Transamerica Financial Advisors, Inc.– · 6 yearsCentennial, CO · Adviser representative · Firm CRD 16164
- Transamerica Financial Advisors, Inc.– · 7 yearsCentennial, CO · Adviser representative · Firm CRD 3600
Professional designations
Listed by Loyd Financial Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Donald Loyd is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from January 2018; the most recent is Texas, in June 2021.
- CaliforniaSince 18 January 2018
- ColoradoSince 13 January 2018
- MichiganSince 28 February 2018
- TexasResidentSince 9 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 18 February 2003 |
| Series 3 | National Commodity Futures Examination | 15 June 1990 |
| Series 24 | General Securities Principal Examination | 9 December 1988 |
| Series 27 | Financial and Operations Principal Examination | 16 June 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1988 |
| Series 7 | General Securities Representative Examination | 15 August 1987 |
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Principal Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Donald Phillip Loyd
- CRD
- 1678089
- Firm
- Loyd Financial Management · CRD 112236
- Role
- CCO/President
- Office
- 7475 EAST PEAKVIEW AVENUE,, BUILDING 10, Centennial, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- March 1988
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- loydfinancial.com
Where does Donald Loyd work?
Donald Loyd has been CCO/President of Loyd Financial Management Inc. since December 1998, and is a control person of the firm.
Is Donald Loyd a financial advisor?
Yes. Donald Loyd has a current investment-adviser registration in California, Colorado, Michigan and Texas, through Loyd Financial Management since January 2018.
How many years of experience does Donald Loyd have?
Donald Loyd has 38 years in the financial industry, since March 1988, across 4 adviser firms.
What exams has Donald Loyd passed?
Donald Loyd has passed 6 licensing exams: the Series 7, Series 63, Series 27, Series 24, Series 3 and Series 51. The earliest, the Series 7, was passed in August 1987. FINRA credited Donald Loyd with the SIE, which began in October 2018.
Where did Donald Loyd work before Loyd Financial Management?
Before Loyd Financial Management, Donald Loyd was registered through Signator Investors, Inc., May 2016 to December 2017; Transamerica Financial Advisors, Inc., September 2009 to May 2016; Transamerica Financial Advisors, Inc., September 2002 to September 2009.
Where is Donald Loyd based?
Donald Loyd’s registered office is in Centennial, CO.
Is Donald Loyd registered with FINRA?
No. Donald Loyd has no current broker registration.
Is Donald Loyd a CFP?
Loyd Financial Management lists Donald Loyd with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Donald Loyd’s record?
Search CRD 1678089 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Donald Loyd’s full registration record.